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<rfc ipr="trust200902" docName="draft-ietf-lpwan-schc-over-nbiot-10" category="std" consensus="true" tocInclude="true" sortRefs="true" symRefs="true">
  <front>
    <title abbrev="LPWAN SCHC NB-IoT">SCHC over NBIoT</title>

    <author initials="E." surname="Ramos" fullname="Edgar Ramos">
      <organization>Ericsson</organization>
      <address>
        <postal>
          <street>Hirsalantie 11</street>
          <city>02420 Jorvas, Kirkkonummi</city>
          <country>Finland</country>
        </postal>
        <email>edgar.ramos@ericsson.com</email>
      </address>
    </author>
    <author initials="A." surname="Minaburo" fullname="Ana Minaburo">
      <organization>Acklio</organization>
      <address>
        <postal>
          <street>1137A Avenue des Champs Blancs</street>
          <city>35510 Cesson-Sevigne Cedex</city>
          <country>France</country>
        </postal>
        <email>ana@ackl.io</email>
      </address>
    </author>

    <date year="2022" month="July" day="09"/>

    <area>Internet</area>
    <workgroup>lpwan Working Group</workgroup>
    <keyword>Internet-Draft</keyword>

    <abstract>


<t>The Static Context Header Compression and Fragmentation (SCHC) specification describes header compression and fragmentation
functionalities for LPWAN (Low Power Wide Area Networks) technologies.
The Narrowband Internet of Things (NB-IoT) architecture may adapt SCHC to improve its capacities.</t>

<t>This document describes the use of SCHC over the NB-IoT wireless access and provides recommendations for the use cases and efficient parameterization.</t>



    </abstract>



  </front>

  <middle>


<section anchor="Introduction"><name>Introduction</name>

<t>The Static Context Header Compression (SCHC) <xref target="RFC8724"/> defines a header compression scheme and fragmentation functionality
suitable for the Low Power Wide Area Networks (LPWAN) networks described in <xref target="RFC8376"/>.
In a Narrowband Internet of Things (NB-IoT) network, header compression efficiently brings Internet connectivity to the Device-User Equipment (Dev-UE).
This document describes the SCHC parameters that support the static context header compression and fragmentation over the NB-IoT wireless access.
This document assumes functionality for NB-IoT of 3GPP release 15  <xref target="_3GPPR15"/>. Otherwise, the text explicitly mentions other versions' functionality.</t>

</section>
<section anchor="conventions-and-definitions"><name>Conventions and Definitions</name>

<t>The key words "<bcp14>MUST</bcp14>", "<bcp14>MUST NOT</bcp14>", "<bcp14>REQUIRED</bcp14>", "<bcp14>SHALL</bcp14>", "<bcp14>SHALL
NOT</bcp14>", "<bcp14>SHOULD</bcp14>", "<bcp14>SHOULD NOT</bcp14>", "<bcp14>RECOMMENDED</bcp14>", "<bcp14>NOT RECOMMENDED</bcp14>",
"<bcp14>MAY</bcp14>", and "<bcp14>OPTIONAL</bcp14>" in this document are to be interpreted as
described in BCP 14 <xref target="RFC2119"/> <xref target="RFC8174"/> when, and only when, they
appear in all capitals, as shown here.</t>

</section>
<section anchor="terminology"><name>Terminology</name>

<t>This document will follow the terms defined in <xref target="RFC8724"/>, in <xref target="RFC8376"/>, and the <xref target="TR23720"/>.</t>

<t><list style="symbols">
  <t>CIoT. Cellular IoT.</t>
  <t>Dev-UE. Device - User Equipment.</t>
  <t>EPC. Evolved Packet Connectivity. Core network of 3GPP LTE systems.</t>
  <t>EUTRAN. Evolved Universal Terrestrial Radio Access Network. Radio access network of LTE-based systems.</t>
  <t>HSS. Home Subscriber Server. It is a database that performs mobility management.</t>
  <t>IWK-SCEF. InterWorking Service Capabilities Exposure Function. It is used in roaming scenarios, it is located in the Visited PLMN and serves for interconnection with the SCEF of the Home PLMN.</t>
  <t>LCID. Logical Channel ID. Is the logical channel instance of the corresponding MAC SDU.</t>
  <t>NGW-CSGN. Network Gateway - CIoT Serving Gateway Node.</t>
  <t>NGW-CSGW. Network Gateway - Serving Gateway. It routes and forwards the user data packets through the access network.</t>
  <t>NB-IoT. Narrowband IoT. A 3GPP LPWAN technology based on the LTE architecture but with additional optimization for IoT and using a Narrowband spectrum frequency.</t>
  <t>NGW-MME. Network Gateway - Mobility Management Entity. An entity in charge of handling mobility of the Dev-UE.</t>
  <t>NGW-PGW. Network Gateway - Packet Data Node Gateway. An interface between the internal with the external network.</t>
  <t>NGW-SCEF. Network Gateway - Service Capability Exposure Function. EPC node for exposure of 3GPP network service capabilities to 3rd party applications.</t>
  <t>PLMN. Public Land Mobile Network. Combination of wireless communication services offered by a specific operator.</t>
  <t>PDU. Protocol Data Unit. A data packet including headers that are transmitted between entities through a protocol.</t>
  <t>RGW-eNB. Radio Gateway - Node B. Base Station that controls the UE.</t>
  <t>SDU. Service Data Unit. A data packet (PDU) from higher layer protocols used by lower layer protocols as a payload of their own PDUs.</t>
</list></t>

</section>
<section anchor="architecture"><name>Architecture</name>

<t>The Narrowband Internet of Things (NB-IoT) architecture has a complex structure.
It relies on different NGWs from different providers. It can send data via different paths, each with different characteristics in terms of bandwidths, acknowledgments, and layer two reliability and segmentation.</t>

<t><xref target="Figure-Archi"/> shows this architecture, where the Network Gateway Cellular Internet of Things Serving Gateway Node (NGW-CSGN) optimizes co-locating entities in different paths. For example, a Dev-UE using the path formed by the Network Gateway Mobility Management Entity (NGW-MME), the NGW-CSGW, and Network Gateway Packet Data Node Gateway (NGW-PGW) may get a limited bandwidth transmission from a few bytes/s to one thousand bytes/s only.</t>

<t>Another node introduced in the NB-IoT architecture is the Network Gateway Service Capability Exposure Function (NGW-SCEF),
which securely exposes service and network capabilities to entities external to the network operator. OMA <xref target="TS23222"/> and OneM2M <xref target="TR-0024"/> define the northbound APIS
<xref target="TR33203"/>. In this case, the path is small for data transmission. The main functions of the NGW-SCEF are Connectivity path and Device Monitoring.</t>

<figure title="3GPP network architecture" anchor="Figure-Archi"><artwork><![CDATA[
  +---+                            +------+
  |Dev| \              +-----+ ----| HSS  |    
  |-UE|  \             | NGW |     +------+
  +---+  |             |-MME |\__
          \          / +-----+   \   
  +---+    \+-----+ /    |       +------+
  |Dev| ----| RGW |-     |       | NGW- |
  |-UE|     |-eNB |      |       | SCEF |---------+
  +---+    /+-----+ \    |       +------+         |
          /          \ +------+                   |
         /            \| NGW- |  +-----+   +-----------+
  +---+ /              | CSGW |--| NGW-|---|Application|
  |Dev|                |      |  | PGW |   |   Server  |
  |-UE|                +------+  +-----+   +-----------+
  +---+


]]></artwork></figure>

</section>
<section anchor="data-transmission-in-the-3gpp-architecture"><name>Data Transmission in the 3GPP Architecture</name>

<t>NB-IoT networks deal with end-to-end user data and in-band signaling between the nodes and functions to configure, control, and monitor the system functions and behaviors. The signaling uses a different path with specific protocols, handling processes, and entities but can transport end-to-end user data for IoT services. In contrast, the end-to-end application only transports end-to-end data.</t>

<t>The <bcp14>RECOMMENDED</bcp14> 3GPP MTU size is 1358 Bytes. The radio network protocols limit the packet sizes over the air, including radio protocol overhead, to 1600 Bytes. However, the <bcp14>RECOMMENDED</bcp14> MTU is smaller to avoid fragmentation in the network backbone due to the payload encryption size (multiple of 16) and the additional core transport overhead handling.</t>

<t>3GPP standardizes NB-IoT and, in general, the cellular technologies interfaces and functions. Therefore the introduction of SCHC entities to Dev-UE, RGW-eNB, and NGW-CSGN needs to be specified in the NB-IoT standard, which implies that the standard specifying SCHC support would not be backward compatible. A terminal or a network supporting a version of the standard without SCHC or implementation capability (in case of not being standardized as mandatory capability) cannot utilize SCHC with this approach.</t>

<t>SCHC could be deployed differently depending on where the header compression and the fragmentation are applied. Over the radio transmission, see section <xref target="Radio"/>. The Dev-UE and the RGW-eNB may use the SCHC functionalities. Alternatively, the packets transmitted over the path can use SCHC. When the transmissions go over the NGW-MME or NGW-SCEF, the NGW-CSGN uses the SCHC entity. See sections <xref target="DONAS"/> and <xref target="E2E"/>. The functions need to be standardized by 3GPP.</t>

<t>Another possibility is to apply SCHC functionalities to the end-to-end connection or at least up to the operator network edge. SCHC functionalities are available in the application layer of the Dev-UE and the Application Servers or a broker function at the edge of the operator network. The radio network transmits the packets as non-IP traffic using IP tunneling or SCEF services. Since this option does not necessarily require 3GPP standardization, it is possible to also benefit legacy devices with SCHC by using the non-IP transmission features of the operator network.</t>

<section anchor="Radio"><name>Use of SCHC over the Radio link</name>

<t>Deploying SCHC over the radio link only would require placing it as part of the protocol stack for data transfer between the Dev-UE and the RGW-eNB. This stack is the functional layer responsible for transporting data over the wireless connection and managing radio resources. There is support for features such as reliability, segmentation, and concatenation. The transmissions use link adaptation, meaning that the system will optimize the transport format used according to the radio conditions, the number of bits to transmit, and the power and interference constraints. That means that the number of bits transmitted over the air depends on the selected Modulation and Coding Schemes (MCS). Transport Block (TB) transmissions happen in the physical layer at network-synchronized intervals called Transmission Time Interval (TTI). Each Transport Block has a different MCS and number of bits available to transmit. The MAC layer <xref target="TR36321"/> defines the Transport Blocks' characteristics. The Radio link stack shown in <xref target="Fig-ProtocolArchi3"/> comprises the Packet Data Convergence Protocol (PDCP) <xref target="TS36323"/>, Radio Link Protocol (RLC) <xref target="TS36322"/>, Medium Access Control protocol (MAC) <xref target="TR36321"/>, and the Physical Layer <xref target="TS36201"/>. The <xref target="AppendixA"/> gives more details about these protocols.</t>

<section anchor="schc-entities-placing-over-the-radio-link"><name>SCHC Entities Placing over the Radio Link</name>
<t>The current architecture supports header compression in the PDCP layer using <xref target="RFC5795"/>. Therefore the architecture can deploy SCHC header compression entities similarly without the need for significant changes in the 3GPP specifications.</t>

<t>The RLC layer has three modes of operation. In this scenario, the RLC layer takes care of fragmentation unless for the Transparent Mode. When packets exceed the Transport Block size at transmission, SCHC fragmentation is unnecessary and should not be used to avoid the additional protocol overhead. While sending IP packets, the Radio link does not commonly use the RLC Transparent Mode. However, if other protocol overhead optimizations are targeted for NB-IoT traffic, SCHC fragmentation may be used in the future for this transmission mode.</t>

<figure title="SCHC over the Radio link" anchor="Fig-ProtocolArchi3"><artwork><![CDATA[
  +---------+                              +---------+  |
  |IP/non-IP+------------------------------+IP/non-IP+->+
  +---------+   |   +---------------+   |  +---------+  |
  | PDCP    +-------+ PDCP  | GTP|U +------+ GTP-U   |->+
  | (SCHC)  +       + (SCHC)|       +      +         |  |           
  +---------+   |   +---------------+   |  +---------+  |
  | RLC     +-------+ RLC   |UDP/IP +------+ UDP/IP  +->+
  +---------+   |   +---------------+   |  +---------+  |
  | MAC     +-------+ MAC   | L2    +------+ L2      +->+
  +---------+   |   +---------------+   |  +---------+  |
  | PHY     +-------+ PHY   | PHY   +------+ PHY     +->+
  +---------+       +---------------+      +---------+  |
             C-Uu/                    S1-U             SGi
    Dev-UE               RGW-eNB             NGW-CSGN
            Radio Link

]]></artwork></figure>

</section>
</section>
<section anchor="DONAS"><name>Use of SCHC over the No-Access Stratum (NAS)</name>
<t>The NGW-MME conveys mainly signaling between the Dev-UE and the cellular network <xref target="TR24301"/>. The network transports this traffic on top of the radio link.</t>

<t>This kind of flow supports data transmissions to reduce the overhead when transmitting infrequent small quantities of data. This transmission is known as Data over No-Access Stratum (DoNAS) or Control Plane CIoT EPS optimization. In DoNAS, the Dev-UE uses the pre-established security and can piggyback small uplink data into the initial uplink message and uses an additional message to receive a downlink small data response.</t>

<t>The NGW-MME performs the data encryption from the network side in a DoNAS PDU. Depending on the data type signaled indication (IP or non-IP data), the network allocates an IP address or establishes a direct forwarding path.
DoNAS is regulated under rate control upon previous agreement, meaning that a maximum number of bits per unit of time is agreed upon per device subscription beforehand and configured in the device.</t>

<t>The system will use DoNAS when a terminal in a power-saving state requires a short transmission and receives an acknowledgment or short feedback from the network. Depending on the size of buffered data to transmit, the Dev-UE might deploy the connected mode transmissions instead, limiting and controlling the DoNAS transmissions to predefined thresholds and a good resource optimization balance for the terminal and the network. The support for mobility of DoNAS is present but produces additional overhead. The <xref target="AppendixB"/> gives additional details of DoNAS.</t>

<section anchor="schc-entities-placing-over-donas"><name>SCHC Entities Placing over DoNAS</name>
<t>SCHC resides in this scenario's Non-Access Stratum (NAS) protocol layer. The same principles as for the section <xref target="Radio"/> apply here as well. Because the NAS protocol already uses <xref target="RFC5795"/>, it can also adapt SCHC for header compression. The main difference compared to the radio link, section <xref target="Radio"/>, is the physical placing of the SCHC entities. On the network side, the NGW-MME resides in the core network and is the terminating node for NAS instead of the RGW-eNB.</t>

<figure title="SCHC entities placement in the 3GPP CIOT radio protocol architecture for DoNAS transmissions" anchor="Fig-ProtocolArchi4"><artwork><![CDATA[
+--------+                       +--------+--------+  +  +--------+
| IP/    +--+-----------------+--+  IP/   |   IP/  +-----+   IP/  |
| Non-IP |  |                 |  | Non-IP | Non-IP |  |  | Non-IP |
+--------+  |                 |  +-----------------+  |  +--------+
| NAS    +-----------------------+   NAS  |GTP-C/U +-----+GTP-C/U |
|(SCHC)  |  |                 |  | (SCHC) |        |  |  |        |
+--------+  |  +-----------+  |  +-----------------+  |  +--------+
| RRC    +-----+RRC  |S1|AP+-----+ S1|AP  |        |  |  |        |
+--------+  |  +-----------+  |  +--------+  UDP   +-----+  UDP   |
| PDCP*  +-----+PDCP*|SCTP +-----+ SCTP   |        |  |  |        |
+--------+  |  +-----------+  |  +-----------------+  |  +--------+
| RLC    +-----+ RLC | IP  +-----+ IP     | IP     +-----+ IP     |
+--------+  |  +-----------+  |  +-----------------+  |  +--------+
| MAC    +-----+ MAC | L2  +-----+ L2     | L2     +-----+ L2     |
+--------+  |  +-----------+  |  +-----------------+  |  +--------+
| PHY    +--+--+ PHY | PHY +--+--+ PHY    | PHY    +-----+ PHY    |
+--------+     +-----+-----+     +--------+--------+  |  +--------+
           C-Uu/           S1-lite                   SGi
 Dev-UE           RGW-eNB               NGW-MME             NGW-PGW



    *PDCP is bypassed until AS security is activated TGPP36300.


]]></artwork></figure>

</section>
</section>
<section anchor="Radio-Parameters"><name>Parameters for Static Context Header Compression and Fragmentation (SCHC) for the Radio and DONAS use-cases.</name>

<t>These scenarios <bcp14>MUST</bcp14> use SCHC header compression capability to optimize the data transmission.</t>

<t><list style="symbols">
  <t>SCHC Context initialization.</t>
</list></t>

<t>The RRC (Radio Resource Control) protocol is the main tool used to configure the parameters of the Radio link. It will configure SCHC and the static context distribution as it has made for <xref target="RFC5795"/> operation <xref target="TS36323"/>.</t>

<t><list style="symbols">
  <t>SCHC Rules.</t>
</list></t>

<t>The network operator in these scenarios defines the number of rules in a context. The network operator <bcp14>MUST</bcp14> be aware of the IP traffic the device will carry. Implying that the network operator MIGHT use provision sets of rules compatible with the device's use case. For devices acting as gateways to other devices, several rules may match the diversity of devices and protocols used by the devices associated with the gateway. Meanwhile, simpler devices (for example, an electricity meter) <bcp14>MAY</bcp14> have a predetermined set of fixed rules and parameters. Additionally, deploying IPv6 addresses <bcp14>MAY</bcp14> force different rules to deal with each case.</t>

<t><list style="symbols">
  <t>RuleID.</t>
</list></t>

<t>There is a reasonable assumption of 9 bytes of radio protocol overhead for these transmission scenarios in NB-IoT, where PDCP uses 5 bytes due to header and integrity protection, and  RLC and MAC use 4 bytes. The minimum physical Transport Blocks (TB) that can withhold this overhead value according to 3GPP Release 15 specifications are 88, 104, 120, and 144 bits.
A transmission optimization may require only one physical layer transmission. SCHC overhead <bcp14>SHOULD NOT</bcp14> exceed the available number of effective bits of the smallest physical TB available to optimize the transmission.
The packets handled by 3GPP networks are byte-aligned, and therefore the smallest payload possible (including padding) is 8 bits. Thus to use the smallest TB, the maximum SCHC header size is 12 bits.
These 12 bits must include the Compression Residue in addition to the RuleID. On the other hand, more complex NB-IoT devices (such as a capillary gateway) might require additional bits to handle the variety and multiple parameters of higher-layer protocols deployed. In that sense, the operator may want to have flexibility on the number and type of rules supported by each device independently, and consequently, these scenarios require a configurable value.
The configuration may be part of the operation profile agreed together with the content distribution. The RuleID field size may range from 2 bits, resulting in 4 rules to an 8-bit value that would yield up to 256 rules that can be used together with the operators and seems quite a reasonable maximum limit even for a device acting as a NAT.
An application may use a larger RuleID, but it should consider the byte-alignment of the expected Compression Residue. In the minimum TB size case, 2 bits of RuleID leave only 6 bits available for Compression Residue.</t>

<t><list style="symbols">
  <t>SCHC MAX_PACKET_SIZE.</t>
</list></t>

<t>The Radio Link can handle the fragmentation of SCHC packets if needed, including reliability. Hence the packet size is limited by the MTU handled by the radio protocols, which corresponds to 1600 bytes for 3GPP Release 15.</t>

<t><list style="symbols">
  <t>Fragmentation.</t>
</list></t>

<t>For the <xref target="Radio"/> and <xref target="DONAS"/> scenarios, the SCHC fragmentation functions are disabled. The RLC layer of NB-IoT can segment packets in suitable units that fit the selected transport blocks for transmissions of the physical layer. The block selection is made according to the link adaptation input function in the MAC layer and the quantity of data in the buffer. The link adaptation layer may produce different results at each Time Transmission Interval (TTI), resulting in varying physical transport blocks that depend on the network load, interference, number of bits transmitted, and QoS. Even if setting a value that allows the construction of data units following the SCHC tiles principle, the protocol overhead may be greater or equal to allowing the Radio link protocols to take care of the fragmentation natively.</t>

<t><list style="symbols">
  <t>Fragmentation in RLC Transparent Mode.</t>
</list></t>

<t>If RLC operates in Transparent Mode, there could be a case to activate a fragmentation function together with a light reliability function such as the ACK-Always mode. In practice, it is uncommon to transmit radio link data using this configuration. It mainly targets signaling transmissions. In those cases, the MAC layer mechanisms ensure reliability, such as repetitions or automatic retransmissions, and additional reliability might only generate protocol overhead.</t>

<t>SCHC may reduce radio network protocol overhead in future operations, support reliable transmissions, and transmit compressed data with fewer possible transmissions by using fixed or limited transport blocks compatible with the tiling SCHC fragmentation handling. For SCHC fragmentation parameters see section <xref target="Config"/>.</t>

</section>
<section anchor="E2E"><name>End-to-End Compression</name>
<t>The Non-IP Data Delivery (NIDD) services of 3GPP enable the transmission of SCHC packets compressed by the application layer. The packets can be delivered using IP-tunnels to the 3GPP network or NGW-SCEF functions (i.e., API calls). In both cases, as compression occurs before transmission, the network will not understand the packet, and the network does not have context information of this compression. Therefore the network will treat the packet as Non-IP traffic and deliver it to the other side without any other protocol stack element, directly under the L2.</t>

<section anchor="schc-entities-placing-over-end-to-end-compression"><name>SCHC Entities Placing over End-to-End Compression</name>
<t>In the two scenarios using End-to-End compression, SCHC entities are located almost on top of the stack. The NB-IoT connectivity services implement SCHC in the Dev, an in the Application Server. The IP tunneling scenario requires that the Application Server send the compressed packet over an IP connection terminated by the 3GPP core network. If the transmission uses the NGW-SCEF services, it is possible to utilize an API call to transfer the SCHC packets between the core network and the Application Server. Also, an IP tunnel could be established by the Application Server if negotiated with the NGW-SCEF.</t>

<figure title="SCHC entities placed when using Non-IP Delivery (NIDD) 3GPP Sevices" anchor="Fig--NIDD"><artwork><![CDATA[

+---------+       XXXXXXXXXXXXXXXXXXXXXXXX             +--------+
| SCHC    |      XXX                    XXX            | SCHC   |
|(Non-IP) +-----XX........................XX....+--*---+(Non-IP)|
+---------+    XX                  +----+  XX   |  |   +--------+
|         |    XX                  |SCEF+-------+  |   |        |
|         |   XXX     3GPP RAN &   +----+  XXX     +---+  UDP   |
|         |   XXX    CORE NETWORK          XXX     |   |        |
|  L2     +---+XX                  +------------+  |   +--------+
|         |     XX                 |IP TUNNELING+--+   |        |
|         |      XXX               +------------+  +---+  IP    |
+---------+       XXXX                 XXXX        |   +--------+
| PHY     +------+ XXXXXXXXXXXXXXXXXXXXXXX         +---+  PHY   |
+---------+                                            +--------+
   UE                                                       AS



]]></artwork></figure>

</section>
<section anchor="Config"><name>Parameters for Static Context Header Compression and Fragmentation (SCHC)</name>

<t>These scenarios may use SCHC header compression capability to improve the transmission of IPv6 packets.</t>

<t><list style="symbols">
  <t>SCHC Context initialization.</t>
</list></t>

<t>The application layer handles the static context; consequently, the context distribution must be according to the application's capabilities, perhaps utilizing IP data transmissions up to context initialization. Also,
the static contexts delivery may use the same IP tunneling or NGW-SCEF services used later for the SCHC packets transport.</t>

<t><list style="symbols">
  <t>SCHC Rules.</t>
</list></t>

<t>Even when the transmission content is not visible for the 3GPP network, the same limitations as for <xref target="Radio"/> and <xref target="DONAS"/> transmissions apply in these scenarios in terms of aiming to use the minimum number of transmissions and minimize the protocol overhead.</t>

<t><list style="symbols">
  <t>Rule ID.</t>
</list></t>

<t>Similar to the case of <xref target="Radio"/> and <xref target="DONAS"/>, these scenarios can dynamically set the RuleID size before the context delivery. For example, negotiate between the applications when choosing a profile according to the type of traffic and application deployed. The same considerations related to the transport block size and performance mentioned for the <xref target="Radio"/> and <xref target="DONAS"/> must be followed when choosing a size value for the RuleID field.</t>

<t><list style="symbols">
  <t>SCHC MAX_PACKET_SIZE.</t>
</list></t>

<t>In these scenarios, the maximum <bcp14>RECOMMENDED</bcp14> MTU size is 1358 Bytes since the SCHC packets (and fragments) are traversing the whole 3GPP network infrastructure (core and radio), not only the radio as the IP transmissions case.</t>

<t><list style="symbols">
  <t>Fragmentation.</t>
</list></t>

<t>Packets larger than 1358 bytes need the SCHC fragmentation function. Since the 3GPP uses reliability functions, the No-ACK fragmentation mode may be enough in point-to-point connections. Nevertheless, additional considerations are described below for more complex cases.</t>

<t><list style="symbols">
  <t>Fragmentation modes.</t>
</list></t>

<t>A global service assigns a QoS to the packets depending on the billing. Packets with very low QoS may get lost before arriving in the 3GPP radio network transmission, for example, in between the links of a capillary gateway or due to buffer overflow handling in a backhaul connection.
The use of SCHC fragmentation with the ACK-on-Error mode is <bcp14>RECOMMENDED</bcp14> to secure additional reliability on the packets transmitted with a small trade-off on further transmissions to signal the end-to-end arrival of the packets if no transport protocol takes care of retransmission.<br />
Also, the ACK-on-Error mode could be desirable to keep track of all the SCHC packets delivered. In that case, the fragmentation function could be active for all packets transmitted by the applications.
SCHC ACK-on-Error fragmentation may be active in transmitting non-IP packets on the NGW-MME. A non-IP packet will use SCHC reserved RuleID for non-compressing packets as <xref target="RFC8724"/> allows it.</t>

<t><list style="symbols">
  <t>Fragmentation Parameters.</t>
</list></t>

<t>SCHC profile will have specific Rules for the fragmentation modes. The rule will identify, which fragmentation mode is in use,
and section <xref target="Radio-Parameters"/> defines the RuleID size.</t>

<t>SCHC parametrization considers that NBIoT aligns the bit and uses padding and the size of the Transfer Block. SCHC will try to reduce padding to optimize the compression of the information. The Header size needs to be multiple of 4, and the Tiles may keep a fixed value of 4 or 8 bits to avoid padding except for transfer block equals 16 bits where Tiles may be 2 bits. The transfer block size has a wide range of values. Two configurations are <bcp14>RECOMMENDED</bcp14> for the fragmentation parameters.</t>

<t><list style="symbols">
  <t>For Transfer Blocks smaller or equal to 304bits using an 8 bits-Header_size configuration, with the size of the header fields as follows:
  <list style="symbols">
      <t>RuleID from 1 - 3 bits,</t>
      <t>DTag 1 bit,</t>
      <t>FCN 3 bits,</t>
      <t>W 1 bits.</t>
    </list></t>
  <t>For Transfer Blocks bigger than 304 bits using a 16 bits-Header_size configuration, with the size of the header fields as follows:
  <list style="symbols">
      <t>RulesID from 8 - 10 bits,</t>
      <t>DTag 1 or 2 bits,</t>
      <t>FCN 3 bits,</t>
      <t>W 2 or 3 bits.</t>
      <t>W 2 or 3 bits.</t>
    </list></t>
  <t>WINDOW_SIZE of 2^N-1 is <bcp14>RECOMMENDED</bcp14>.</t>
  <t>RCS will follow the default size defined in section 8.2.3 of the <xref target="RFC8724"/>, with a length equal to the L2 Word.</t>
  <t>MAX_ACK_REQ is <bcp14>RECOMMENDED</bcp14> to be 2, but applications may change this value based on transmission conditions.</t>
</list></t>

<t>The IoT devices communicate with small data transfer and have a battery life of 10 years. These devices use the Power Save Mode and the Idle Mode DRX, which govern how often the device wakes up, stays up, and is reachable. Table 10.5.163a in <xref target="TS24008"/> specifies a range for the radio timers as N to 3N in increments of one where the units of N can be 1 hour or 10 hours. The Inactivity Timer and the Retransmission Timer be set based on these limits.</t>

</section>
</section>
</section>
<section anchor="padding"><name>Padding</name>
<t>NB-IoT and 3GPP wireless access, in general, assumes byte-aligned payload. Therefore the L2 word for NB-IoT <bcp14>MUST</bcp14> be considered 8 bits, and the padding treatment should use this value accordingly.</t>

</section>
<section anchor="iana-considerations"><name>IANA considerations</name>
<t>This document has no IANA actions.</t>

</section>
<section anchor="security-considerations"><name>Security considerations</name>
<t>This document does not add any security considerations and follows the <xref target="RFC8724"/> and the 3GPP access security document specified in <xref target="TR33203"/>.</t>

</section>
<section anchor="AppendixA"><name>Appendix NB-IoT User Plane protocol architecture</name>

<section anchor="packet-data-convergence-protocol-pdcp"><name>Packet Data Convergence Protocol (PDCP)</name>
<t>Each of the Radio Bearers (RB) is associated with one PDCP entity. Moreover, a PDCP entity is associated with one or two RLC entities depending on the unidirectional or bi-directional characteristics of the RB and RLC mode used. A PDCP entity is associated with either a control plane or a user plane with independent configuration and functions. The maximum supported size for NB-IoT of a PDCP SDU is 1600 octets. The primary services and functions of the PDCP sublayer for NB-IoT for the user plane include:</t>

<t><list style="symbols">
  <t>Header compression and decompression using <xref target="RFC5795"/></t>
  <t>Transfer of user and control data to higher and lower layers</t>
  <t>Duplicate detection of lower layer SDUs when re-establishing connection (when RLC with Acknowledge Mode in use for User Plane only)</t>
  <t>Ciphering and deciphering</t>
  <t>Timer-based SDU discard in uplink</t>
</list></t>

</section>
<section anchor="radio-link-protocol-rlc"><name>Radio Link Protocol (RLC)</name>
<t>RLC is a layer-2 protocol that operates between the UE and the base station (eNB). It supports the packet delivery from higher layers to MAC, creating packets transmitted over the air, optimizing the Transport Block utilization. RLC flow of data packets is unidirectional, and it is composed of a transmitter located in the transmission device and a receiver located in the destination device. Therefore to configure bi-directional flows, two sets of entities, one in each direction (downlink and uplink), must be configured and effectively peered to each other. The peering allows the transmission of control packets (ex., status reports) between entities. RLC can be configured for data transfer in one of the following modes:</t>

<t><list style="symbols">
  <t>Transparent Mode (TM). RLC does not segment or concatenate SDUs from higher layers in this mode and does not include any header to the payload. RLC receives SDUs from upper layers when acting as a transmitter and transmits directly to its flow RLC receiver via lower layers. Similarly, a TM RLC receiver would only deliver without processing the packets to higher layers upon reception.</t>
  <t>Unacknowledged Mode (UM). This mode provides support for segmentation and concatenation of payload. The RLC packet's size depends on the indication given at a particular transmission opportunity by the lower layer (MAC) and is octets aligned. The packet delivery to the receiver does not include reliability support, and the loss of a segment from a packet means a complete packet loss. Also, in the case of lower layer retransmissions, there is no support for re-segmentation in case of change of the radio conditions triggering the selection of a smaller transport block. Additionally, it provides PDU duplication detection and discards, reordering of out-of-sequence, and loss detection.</t>
  <t>Acknowledged Mode (AM). In addition to the same functions supported by UM, this mode also adds a moving windows-based reliability service on top of the lower layer services. It also supports re-segmentation, and it requires bidirectional communication to exchange acknowledgment reports called RLC Status Report and trigger retransmissions. This model also supports protocol error detection. The mode used depends on the operator configuration for the type of data to be transmitted. For example, data transmissions supporting mobility or requiring high reliability would be most likely configured using AM. Meanwhile, streaming and real-time data would be mapped to a UM configuration.</t>
</list></t>

</section>
<section anchor="medium-access-control-mac"><name>Medium Access Control (MAC)</name>
<t>MAC provides a mapping between the higher layers abstraction called Logical Channels comprised by the previously described protocols to the Physical layer channels (transport channels). Additionally, MAC may multiplex packets from different Logical Channels and prioritize what to fit into one Transport Block if there is data and space available to maximize data transmission efficiency. MAC also provides error correction and reliability support through HARQ, transport format selection, and scheduling information reporting from the terminal to the network. MAC also adds the necessary padding and piggyback control elements when possible and the higher layers data.</t>

<figure title="Example of User Plane packet encapsulation for two transport blocks" anchor="Fig--MAC"><artwork><![CDATA[
                                            <Max. 1600 bytes>
                    +---+         +---+          +------+
Application         |AP1|         |AP1|          |  AP2 |
(IP/non-IP)         |PDU|         |PDU|          |  PDU |  
                    +---+         +---+          +------+
                    |   |         |  |           |      |
PDCP           +--------+    +--------      +-----------+
               |PDCP|AP1|    |PDCP|AP1|     |PDCP|  AP2 |
               |Head|PDU|    |Head|PDU|     |Head|  PDU |
               +--------+    +--------+     +--------+--\
               |    |   |    |     |  |     |    |   |\  `--------\
         +---------------------------+      |    |(1)| `-------\(2)\
RLC      |RLC |PDCP|AP1|RLC |PDCP|AP1| +-------------+    +----|---+
         |Head|Head|PDU|Head|Head|PDU| |RLC |PDCP|AP2|    |RLC |AP2|
         +-------------|-------------+ |Head|Head|PDU|    |Head|PDU|
         |         |   |         |   | +---------|---+    +--------+
         |         |   | LCID1   |   | /         /   /   /         /
        /         /   /        _/  _//        _/  _/    / LCID2   /
        |        |   |        |   | /       _/  _/     /      ___/
        |        |   |        |   ||       |   |      /      /   
    +------------------------------------------+ +-----------+---+
MAC |MAC|RLC|PDCP|AP1|RLC|PDCP|AP1|RLC|PDCP|AP2| |MAC|RLC|AP2|Pad|
    |Hea|Hea|Hea |PDU|Hea|Hea |PDU|Hea|Hea |PDU| |Hea|Hea|PDU|din|
    |der|der|der |   |der|der |   |der|der |   | |der|der|   |g  |
    +------------------------------------------+ +-----------+---+
                      TB1                               TB2

(1) Segment One
(2) Segment Two

]]></artwork></figure>

</section>
</section>
<section anchor="AppendixB"><name>Appendix NB-IoT Data over NAS (DoNAS)</name>
<t>The Access Stratum (AS) protocol stack used by DoNAS is somehow particular. Since the security associations are not established yet in the radio network, to reduce the protocol overhead, PDCP (Packet Data Convergence Protocol) is bypassed until AS security is activated. RLC (Radio Link Control protocol) uses by default the AM mode, but depending on the network's features and the terminal, it may change to other modes by the network operator. For example, the transparent mode does not add any header or process the payload to reduce the overhead, but the MTU would be limited by the transport block used to transmit the data, which is a couple of thousand bits maximum. If UM (only Release 15 compatible terminals) is used, the RLC mechanisms of reliability are disabled, and only the reliability provided by the MAC layer by Hybrid Automatic Repeat reQuest (HARQ) is available. In this case, the protocol overhead might be smaller than the AM case because of the lack of status reporting but with the same support for segmentation up to 16000 Bytes. NAS packets are encapsulated within an RRC (Radio Resource Control) TGPP36331 message.</t>

<t>Depending on the data type indication signaled (IP or non-IP data), the network allocates an IP address or establishes a direct forwarding path. DoNAS is regulated under rate control upon previous agreement, meaning that a maximum number of bits per unit of time is agreed upon per device subscription beforehand and configured in the device. The use of DoNAS is typically expected when a terminal in a power-saving state requires a short transmission and receiving an acknowledgment or short feedback from the network. Depending on the size of buffered data to transmit, the UE might be instructed to deploy the connected mode transmissions instead, limiting and controlling the DoNAS transmissions to predefined thresholds and a good resource optimization balance for the terminal the network. The support for mobility of DoNAS is present but produces additional overhead.</t>

<figure title="DoNAS transmission sequence from an Uplink initiated access" anchor="Fig--DONAS"><artwork><![CDATA[
    +--------+   +--------+   +--------+
    |        |   |        |   |        |       +-----------------+
    |   UE   |   |  C-BS  |   |  C-SGN |       |Roaming Scenarios|
    +----|---+   +--------+   +--------+       |  +--------+     |
         |            |            |           |  |        |     |
     +----------------|------------|+          |  |  P-GW  |     |
     |        Attach                |          |  +--------+     |
     +------------------------------+          |       |         |
         |            |            |           |       |         |
  +------|------------|--------+   |           |       |         |  
  |RRC Connection Establishment|   |           |       |         |
  |with NAS PDU transmission   |   |           |       |         |
  |& Ack Rsp                   |   |           |       |         |
  +----------------------------+   |           |       |         |
         |            |            |           |       |         |
         |            |Initial UE  |           |       |         |
         |            |message     |           |       |         |
         |            |----------->|           |       |         |
         |            |            |           |       |         |
         |            | +---------------------+|       |         |
         |            | |Checks Integrity     ||       |         |
         |            | |protection, decrypts ||       |         |
         |            | |data                 ||       |         |
         |            | +---------------------+|       |         |
         |            |            |       Small data packet     |
         |            |            |------------------------------->
         |            |            |       Small data packet     |
         |            |            |<-------------------------------
         |            | +----------|---------+ |       |         |
         |            | Integrity protection,| |       |         |
         |            | encrypts data        | |       |         |
         |            | +--------------------+ |       |         |
         |            |            |           |       |         |
         |            |Downlink NAS|           |       |         |
         |            |message     |           |       |         |
         |            |<-----------|           |       |         |
 +-----------------------+         |           |       |         |
 |Small Data Delivery,   |         |           |       |         |
 |RRC connection release |         |           |       |         |
 +-----------------------+         |           |       |         |
                                               |                 |
                                               |                 |
                                               +-----------------+  

]]></artwork></figure>

<figure title="Example of User Plane packet encapsulation for Data over NAS" anchor="Fig--ProtocolArchi5"><artwork><![CDATA[







                   +---+ +---+ +---+                  +----+
 Application       |AP1| |AP1| |AP2|                  |AP2 |
(IP/non-IP)        |PDU| |PDU| |PDU|  ............... |PDU |
                   +---+ +---+ +---+                  +----+
                   |   |/   /  |    \                 |    |
NAS /RRC      +--------+---|---+----+            +---------+
              |NAS/|AP1|AP1|AP2|NAS/|            |NAS/|AP2 |
              |RRC |PDU|PDU|PDU|RRC |            |RRC |PDU |
              +--------+-|-+---+----+            +---------|
              |          |\         |            |         |  
              |<--Max. 1600 bytes-->|__          |_        |
              |          |  \__        \___        \_       \_            
              |          |     \           \         \__      \_
         +---------------|+-----|----------+             \      \
RLC      |RLC | NAS/RRC  ||RLC  | NAS/RRC  |       +----|-------+
         |Head|  PDU(1/2)||Head | PDU (2/2)|       |RLC |NAS/RRC|
         +---------------++----------------+       |Head|PDU    |
         |    |          | \               |       +------------+  
         |    |    LCID1 |  \              |       |           /
         |    |          |   \              \      |           |
         |    |          |    \              \     |           |
         |    |          |     \              \     \          |
    +----+----+----------++-----|----+---------++----+---------|---+
MAC |MAC |RLC |    RLC   ||MAC  |RLC |  RLC    ||MAC |  RLC    |Pad|
    |Head|Head|  PAYLOAD ||Head |Head| PAYLOAD ||Head|  PDU    |   |
    +----+----+----------++-----+----+---------++----+---------+---+
             TB1                   TB2                     TB3           

]]></artwork></figure>

</section>


  </middle>

  <back>


    <references title='Normative References'>





<reference anchor='RFC2119' target='https://www.rfc-editor.org/info/rfc2119'>
<front>
<title>Key words for use in RFCs to Indicate Requirement Levels</title>
<author fullname='S. Bradner' initials='S.' surname='Bradner'><organization/></author>
<date month='March' year='1997'/>
<abstract><t>In many standards track documents several words are used to signify the requirements in the specification.  These words are often capitalized. This document defines these words as they should be interpreted in IETF documents.  This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements.</t></abstract>
</front>
<seriesInfo name='BCP' value='14'/>
<seriesInfo name='RFC' value='2119'/>
<seriesInfo name='DOI' value='10.17487/RFC2119'/>
</reference>



<reference anchor='RFC8174' target='https://www.rfc-editor.org/info/rfc8174'>
<front>
<title>Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words</title>
<author fullname='B. Leiba' initials='B.' surname='Leiba'><organization/></author>
<date month='May' year='2017'/>
<abstract><t>RFC 2119 specifies common key words that may be used in protocol  specifications.  This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the  defined special meanings.</t></abstract>
</front>
<seriesInfo name='BCP' value='14'/>
<seriesInfo name='RFC' value='8174'/>
<seriesInfo name='DOI' value='10.17487/RFC8174'/>
</reference>



<reference anchor='RFC8724' target='https://www.rfc-editor.org/info/rfc8724'>
<front>
<title>SCHC: Generic Framework for Static Context Header Compression and Fragmentation</title>
<author fullname='A. Minaburo' initials='A.' surname='Minaburo'><organization/></author>
<author fullname='L. Toutain' initials='L.' surname='Toutain'><organization/></author>
<author fullname='C. Gomez' initials='C.' surname='Gomez'><organization/></author>
<author fullname='D. Barthel' initials='D.' surname='Barthel'><organization/></author>
<author fullname='JC. Zuniga' initials='JC.' surname='Zuniga'><organization/></author>
<date month='April' year='2020'/>
<abstract><t>This document defines the Static Context Header Compression and fragmentation (SCHC) framework, which provides both a header compression mechanism and an optional fragmentation mechanism. SCHC has been designed with Low-Power Wide Area Networks (LPWANs) in mind.</t><t>SCHC compression is based on a common static context stored both in the LPWAN device and in the network infrastructure side. This document defines a generic header compression mechanism and its application to compress IPv6/UDP headers.</t><t>This document also specifies an optional fragmentation and reassembly mechanism. It can be used to support the IPv6 MTU requirement over the LPWAN technologies. Fragmentation is needed for IPv6 datagrams that, after SCHC compression or when such compression was not possible, still exceed the Layer 2 maximum payload size.</t><t>The SCHC header compression and fragmentation mechanisms are independent of the specific LPWAN technology over which they are used. This document defines generic functionalities and offers flexibility with regard to parameter settings and mechanism choices. This document standardizes the exchange over the LPWAN between two SCHC entities. Settings and choices specific to a technology or a product are expected to be grouped into profiles, which are specified in other documents. Data models for the context and profiles are out of scope.</t></abstract>
</front>
<seriesInfo name='RFC' value='8724'/>
<seriesInfo name='DOI' value='10.17487/RFC8724'/>
</reference>


<reference anchor="TS36323" target="https://www.3gpp.org/ftp/Specs/archive/36_series/36.323/36323-d20.zip">
  <front>
    <title>Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data Convergence Protocol (PDCP) specification</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2016"/>
  </front>
</reference>


    </references>

    <references title='Informative References'>





<reference anchor='RFC5795' target='https://www.rfc-editor.org/info/rfc5795'>
<front>
<title>The RObust Header Compression (ROHC) Framework</title>
<author fullname='K. Sandlund' initials='K.' surname='Sandlund'><organization/></author>
<author fullname='G. Pelletier' initials='G.' surname='Pelletier'><organization/></author>
<author fullname='L-E. Jonsson' initials='L-E.' surname='Jonsson'><organization/></author>
<date month='March' year='2010'/>
<abstract><t>The Robust Header Compression (ROHC) protocol provides an efficient, flexible, and future-proof header compression concept.  It is designed to operate efficiently and robustly over various link technologies with different characteristics.</t><t>The ROHC framework, along with a set of compression profiles, was initially defined in RFC 3095.  To improve and simplify the ROHC specifications, this document explicitly defines the ROHC framework and the profile for uncompressed separately.  More specifically, the definition of the framework does not modify or update the definition of the framework specified by RFC 3095.</t><t>This specification obsoletes RFC 4995.  It fixes one interoperability issue that was erroneously introduced in RFC 4995, and adds some minor clarifications.  [STANDARDS-TRACK]</t></abstract>
</front>
<seriesInfo name='RFC' value='5795'/>
<seriesInfo name='DOI' value='10.17487/RFC5795'/>
</reference>



<reference anchor='RFC8376' target='https://www.rfc-editor.org/info/rfc8376'>
<front>
<title>Low-Power Wide Area Network (LPWAN) Overview</title>
<author fullname='S. Farrell' initials='S.' role='editor' surname='Farrell'><organization/></author>
<date month='May' year='2018'/>
<abstract><t>Low-Power Wide Area Networks (LPWANs) are wireless technologies with characteristics such as large coverage areas, low bandwidth, possibly very small packet and application-layer data sizes, and long battery life operation.  This memo is an informational overview of the set of LPWAN technologies being considered in the IETF and of the gaps that exist between the needs of those technologies and the goal of running IP in LPWANs.</t></abstract>
</front>
<seriesInfo name='RFC' value='8376'/>
<seriesInfo name='DOI' value='10.17487/RFC8376'/>
</reference>


<reference anchor="_3GPPR15" target="https://www.3gpp.org/release-15">
  <front>
    <title>The Mobile Broadband Standard</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2019"/>
  </front>
</reference>
<reference anchor="TR23720" target="https://www.3gpp.org/ftp/Specs/archive/23_series/23.720/23720-d00.zip">
  <front>
    <title>Study on architecture enhancements for Cellular Internet of Things</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2015"/>
  </front>
</reference>
<reference anchor="TR33203" target="https://www.3gpp.org/ftp/Specs/archive/33_series/33.203/33203-d10.zip">
  <front>
    <title>3G security; Access security for IP-based services</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2015"/>
  </front>
</reference>
<reference anchor="TR36321" target="https://www.3gpp.org/ftp/Specs/archive/36_series/36.321/36321-d20.zip">
  <front>
    <title>Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2016"/>
  </front>
</reference>
<reference anchor="TS36322" target="https://www.3gpp.org/ftp/Specs/archive/36_series/36.322/36322-f01.zip">
  <front>
    <title>Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control (RLC) protocol specification</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2018"/>
  </front>
</reference>
<reference anchor="TS36201" target="https://www.3gpp.org/ftp/Specs/archive/36_series/36.201/36201-f10.zip">
  <front>
    <title>Evolved Universal Terrestrial Radio Access (E-UTRA); LTE physical layer; General description</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2018"/>
  </front>
</reference>
<reference anchor="TR24301" target="https://www.3gpp.org/ftp/Specs/archive/36_series/36.321/36321-d20.zip">
  <front>
    <title>Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2016"/>
  </front>
</reference>
<reference anchor="TR-0024" target="https://ftp.onem2m.org/work%20programme/WI-0037/TR-0024-3GPP_Interworking-V4_3_0.DOCX">
  <front>
    <title>3GPP_Interworking</title>
    <author >
      <organization>OneM2M</organization>
    </author>
    <date year="2020"/>
  </front>
</reference>
<reference anchor="TS23222" target="https://www.openmobilealliance.org/release/REST_NetAPI_Common/V1_0-20180116-A/OMA-TS-REST_NetAPI_Common-V1_0-20180116-A.pdf">
  <front>
    <title>Common definitions for RESTful Network APIs</title>
    <author >
      <organization>OMA</organization>
    </author>
    <date year="2018"/>
  </front>
</reference>
<reference anchor="TS24008" target="https://www.3gpp.org/ftp//Specs/archive/24_series/24.008/24008-f50.zip">
  <front>
    <title>Mobile radio interface layer 3 specification.</title>
    <author >
      <organization>3GPP</organization>
    </author>
    <date year="2018"/>
  </front>
</reference>


    </references>



  </back>

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