Transaction ID Mechanism for NETCONF

Transaction ID Mechanism for NETCONF Cisco Systems

jlindbla@cisco.com

General NETCONF Internet-Draft NETCONF clients and servers often need to have a synchronized view of the server's configuration data stores. The volume of configuration data in a server may be very large, while data store changes typically are small when observed at typical client resynchronization intervals. Rereading the entire data store and analyzing the response for changes is an inefficient mechanism for synchronization. This document specifies an extension to NETCONF that allows clients and servers to keep synchronized with a much smaller data exchange and without any need for servers to store information about the clients. Discussion Venues Discussion of this document takes place on the Network Configuration Working Group mailing list (netconf@ietf.org), which is archived at . Source for this draft and an issue tracker can be found at .

Introduction When a NETCONF client wishes to initiate a new configuration transaction with a NETCONF server, a frequently occurring use case is for the client to find out if the configuration has changed since the client last communicated with the server. Such changes could occur for example if another NETCONF client has made changes, or another system or operator made changes through other means than NETCONF. One way of detecting a change for a client would be to retrieve the entire configuration from the server, then compare the result with a previously stored copy at the client side. This approach is not popular with most NETCONF users, however, since it would often be very expensive in terms of communications and computation cost. Furthermore, even if the configuration is reported to be unchanged, that will not guarantee that the configuration remains unchanged when a client sends a subsequent change request, a few moments later. In order to simplify the task of tracking changes, a NETCONF server could implement a meta level transaction tag or timestamp for an entire configuration datastore or YANG subtree, and offer clients a way to read and compare this tag or timestamp. If the tag or timestamp is unchanged, clients can avoid performing expensive operations. Such tags and timestamps are referred to as a transaction id (txid) in this document. Evidence of a transaction id feature being demanded by clients is that several server implementors have built proprietary and mutually incompatible mechanisms for obtaining a transaction id from a NETCONF server. RESTCONF, , defines a mechanism for detecting changes in configuration subtrees based on Entity-Tags (ETags) and Last-Modified txid values. In conjunction with this, RESTCONF provides a way to make configuration changes conditional on the server configuration being untouched by others. This mechanism leverages "Hypertext Transfer Protocol (HTTP/1.1): Conditional Requests". This document defines similar functionality for NETCONF, , for config true data. It also ties this in with YANG-Push, , and "Comparison of Network Management Datastore Architecture (NMDA) Datastores", . Config false data (operational data, state, statistics) is left out of scope from this document. This document does not change the RESTCONF protocol in any way, and is carefully written to allow implementations to share much of the code between NETCONF and RESTCONF. Note that the NETCONF txid mechanism described in this document uses XML attributes, but the RESTCONF mechanism relies on HTTP Headers instead, and use none of the XML attributes described in this document, nor JSON Metadata (see ).

Conventions and Definitions The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 when, and only when, they appear in all capitals, as shown here. This document uses the terminology defined in , , , , , and . In addition, this document defines the following terms:

Versioned node: A node in the instantiated YANG data tree for which the server maintains a transaction id (txid) value.
Transaction-id Mechanism: A protocol implementation that fulfills the principles described in the first part, NETCONF Txid Extension, of this document.
Txid: Abbreviation of Transaction-id

NETCONF Txid Extension This document describes a NETCONF extension which modifies the behavior of get-config, get-data, edit-config, edit-data, discard-changes, copy-config, delete-config and commit such that clients are able to conditionally retrieve and update the configuration in a NETCONF server. For servers implementing YANG-Push, an extension for conveying txid updates as part of subscription updates is also defined. A similar extension is also defined for servers implememnting "Comparison of NMDA Datastores". Several low level mechanisms could be defined to fulfill the requirements for efficient client-server txid synchronization. This document defines two such mechanisms, the etag txid mechanism and the last-modified txid mechanism. Additional mechanisms could be added in future. This document is therefore divided into a two parts; the first part discusses the txid mechanism in an abstract, protocol-neutral way. The second part, Txid Mechanisms, then adds the protocol layer, and provides concrete encoding examples.

Use Cases The common use cases for txid mecahnisms are briefly discussed here.

Initial configuration retrieval: When the client initially connects to a server, it may be interested to acquire a current view of (parts of) the server's configuration. In order to be able to efficiently detect changes later, it may also be interested to store meta level txid information for subtrees of the configuration.
Subsequent configuration retrieval: When a client needs to reread (parts of) the server's configuration, it may be interested to leverage the txid meta data it has stored by requesting the server to prune the response so that it does not repeat configuration data that the client is already aware of.
Configuration update with txid return: When a client issues a transaction towards a server, it may be interested to also learn the new txid meta data the server has stored for the updated parts of the configuration.
Conditional configuration change: When a client issues a transaction towards a server, it may specify txid meta data for the transaction in order to allow the server to verify that the client is up to date with any changes in the parts of the configuration that it is concerned with. If the txid meta data in the server is different than the client expected, the server rejects the transaction with a specific error message.
Subscribe to configuration changes with txid return: When a client subscribes to configuration change updates through YANG-Push, it may be interested to also learn the the updated txid meta data for the changed data trees.

General Txid Principles All servers implementing a txid mechanism MUST maintain a top level txid meta data value for each configuration datastore supported by the server. Txid mechanism implementations MAY also maintain txid meta data values for nodes deeper in the YANG data tree. The nodes for which the server maintains txids are collectively referred to as the "versioned nodes". The server returning txid values for the versioned nodes MUST ensure the txid values are changed every time there has been a configuration change at or below the node associated with the txid value. This means any update of a config true node will result in a new txid value for all ancestor versioned nodes, up to and including the datastore root itself. This also means a server MUST update the txid value for any nodes that change as a result of a configuration change, regardless of source, even if the changed nodes are not explicitly part of the change payload. An example of this is dependent data under YANG when- or choice-statements. The server MUST NOT change the txid value of a versioned node unless the node itself or a child node of that node has been changed. The server MUST NOT change any txid values due to changes in config false data.

Initial Configuration Retrieval When a NETCONF server receives a get-config or get-data request containing requests for txid values, it MUST return txid values for all versioned nodes below the point requested by the client in the reply. The exact encoding varies by mechanism, but all txid mechanisms would have a special "txid-request" txid value (e.g. "?") which is guaranteed to never be used as a normal txid value. Clients MAY use this special txid value associated with one or more nodes in the data tree to indicate to the server that they are interested in txid values below that point of the data tree.

Initial Configuration Retrieval. The client annotated the get-config request itself with the txid request value, which makes the server return all txid values in the entire datastore, that also fall within the requested subtree filter. The most recent change seems to have been an update to the R8 and R9 source-port. | | get-config (txid: ?) | | acls | | | | <------------------------------------------ | | data (txid: 5152) | | acls (txid: 5152) | | acl A1 (txid: 4711) | | aces (txid: 4711) | | ace R1 (txid: 4711) | | matches ipv4 protocol 17 | | actions forwarding accept | | acl A2 (txid: 5152) | | aces (txid: 5152) | | ace R7 (txid: 4711) | | matches ipv4 dscp 10 | | actions forwarding accept | | ace R8 (txid: 5152) | | matches udp source-port port 22 | | actions forwarding accept | | ace R9 (txid: 5152) | | matches tcp source-port port 22 | | actions forwarding accept | v v ]]> In the call flow examples in this document we are using a 4-digit, monotonously increasing integer as txid. This is convenient and enhances readability of the examples, but does not reflect a typical implementation. Servers may assign values randomly. In general, no information can be derived by observing that some txid value is numerically or lexicographically lower than another txid value. In general, the only operation defined on a pair of txid values is testing them for equality.

Subsequent Configuration Retrieval Clients MAY request the server to return txid values in the response by adding one or more txid values received previously in get-config or get-data requests. When a client sends in a txid value of a node that matches the server's txid value for that versioned node, the server prunes (does not return) that subtree from the response. Since the client already knows the txid for this part of the data tree, it is obviosuly already up to date with that part of the configuration, so sending it again would be a waste of time and energy. When a NETCONF server receives a get-config or get-data request containing a node with a client specified txid value, there are several different cases:

The node is not a versioned node, i.e. the server does not maintain a txid value for this node. In this case, the server MUST look up the closest ancestor that is a versioned node, and use the txid value of that node as the txid value of this node in the further handling below. The datastore root is always a versioned node.
The client specified txid value is different than the server's txid value for this node. In this case the server MUST return the contents as it would otherwise have done, adding the txid values of all child versioned nodes to the response. In case the client has specified txid values for some child nodes, then these cases MUST be re-evaluated for those child nodes.
The client specified txid value matches the server's txid value. In this case the server MUST return the node decorated with a special "txid-match" txid value (e.g. "=") to the matching node, pruning any value and child nodes. A server MUST NOT ever use the txid-match value (e.g. "=") as an actual txid value.

For list elements, pruning child nodes means that top-level key nodes MUST be included in the response, and other child nodes MUST NOT be included. For containers, child nodes MUST NOT be included.

Candidate Datastore Configuration Retrieval When a client retrieves the configuration from the (or a) candidate datastore, some of the configuration nodes may hold the same data as the corresponding node in the running datastore. In such cases, the server MUST return the same txid value for nodes in the candidate datastore as in the running datastore. If a node in the candidate datastore holds different data than in the running datastore, the server has a choice of what to return.

The server MAY return a txid-unknown value (e.g. "!"). This may be convenient in servers that do not know a priori what txids will be used in a future, possible commit of the canidate.
If the txid-unknown value is not returned, the server MUST return the txid value the node will have after commit, assuming the client makes no further changes of the candidate datastore.

See the example in Candidate Datastore Transactions.

Conditional Transactions Conditional transactions are useful when a client is interested to make a configuration change, being sure that relevant parts of the server configuration have not changed since the client last inspected it. By supplying the latest txid values known to the client in its change requests (edit-config etc.), it can request the server to reject the transaction in case any relevant changes have occurred at the server that the client is not yet aware of. This allows a client to reliably compute and send configuration changes to a server without either acquiring a global datastore lock for a potentially extended period of time, or risk that a change from another client disrupts the intent in the time window between a read (get-config etc.) and write (edit-config etc.) operation. Clients that are also interested to know the txid assigned to the modified versioned nodes in the model immediately in the response could set a flag in the rpc message to request the server to return the new txid with the ok message.

The txids are updated on all versioned nodes that were modified themselves or have a child node that was modified. | | get-config | | acls (txid: ?) | | | | <------------------------------------------ | | data | | acls (txid: 7688) | | acl A1 (txid: 7688) | | aces (txid: 7688) | | ace R1 (txid: 7688) | | matches ipv4 protocol 6 | | actions forwarding accept | | acl A2 (txid: 6614) | | aces (txid: 6614) | | ace R7 (txid: 4711) | | matches ipv4 dscp 10 | | actions forwarding accept | | ace R8 (txid: 5152) | | matches udp source-port port 22 | | actions forwarding accept | | ace R9 (txid: 6614) | | matches tcp source-port port 830 | | actions forwarding accept | v v ]]> If the server rejects the transaction because one or more of the configuration txid value(s) differs from the client's expectation, the server MUST return at least one rpc-error with the following values: Additionally, the error-info tag MUST contain an sx:structure containing relevant details about one of the mismatching txids. A server MAY send multiple rpc-errors when multiple txid mismatches are detected.

Candidate Datastore Transactions When working with the (or a) Candidate datastore, the txid validation happens at commit time, rather than at individual edit-config or edit-data operations. Clients add their txid attributes to the configuration payload the same way. In case a client specifies different txid values for the same element in successive edit-config or edit-data operations, the txid value specified last MUST be used by the server at commit time.

Conditional transaction towards the Candidate datastore successfully executed. As all the txid values specified by the client matched those on the server at the time of the commit, the transaction was successfully executed. If a client issues a get-config towards the candidate datastore, the server may choose to return the special txid-unknown value (e.g. "!") or the txid value that would be used if the candidate was committed without further changes (when that txid value is known in advance by the server). | | edit-config (operation: merge) | | config (txid: 5152) | | acls (txid: 5152) | | acl A1 (txid: 4711) | | type ipv4 | | | | <------------------------------------------ | | ok | | | | ------------------------------------------> | | edit-config (operation: merge) | | config | | acls | | acl A1 | | aces (txid: 4711) | | ace R1 (txid: 4711) | | matches ipv4 protocol 6 | | actions forwarding accept | | | | <------------------------------------------ | | ok | | | | ------------------------------------------> | | get-config | | config | | acls | | acl A1 | | aces (txid: ?) | | | | <------------------------------------------ | | config | | acls | | acl A1 | | aces (txid: 7688 or !) | | ace R1 (txid: 7688 or !) | | matches ipv4 protocol 6 | | actions forwarding accept | | ace R2 (txid: 2219) | | matches ipv4 dscp 21 | | actions forwarding accept | | | | ------------------------------------------> | | commit (request new txid in response) | | | | <------------------------------------------ | | ok (txid: 7688) | v v ]]>

Dependencies within Transactions YANG modules that contain when-statements referencing remote parts of the model will cause the txid to change even in parts of the data tree that were not modified directly. Let's say there is an energy-example.yang module that defines a mechanism for clients to request the server to measure the amount of energy that is consumed by a given access control rule. The energy-example module augments the access control module as follows: This means there is a system wide switch leaf metering-enabled in energy-example which disables all energy measurements in the system when set to false, and that there is a boolean leaf energy-tracing that controls whether energy measurement is happening for each acl rule individually. In this example, we have an initial configuration like this:

Transaction changing a single leaf. This leaf is the target of a when-statement, however, which means other leafs elsewhere may be indirectly modified by this change. Such indirect changes will also result in txid changes. | | edit-config (request new txid in response) | | config | | energy metering-enabled false | | | | <------------------------------------------ | | ok (txid: 9118) | v v ]]> After the transaction above, the new configuration state has the energy-tracing leafs removed. Every such removal or (re)introduction of a node counts as a configuration change from a txid perspective, regardless of whether the change has any net configuration change effect in the server.

Other NETCONF Operations

discard-changes: The discard-changes operation resets the candidate datastore to the contents of the running datastore. The server MUST ensure the txid values in the candidate datastore get the same txid values as in the running datastore when this operation runs.
copy-config: The copy-config operation can be used to copy contents between datastores. The server MUST ensure the txid values are retained and changed as if the data being copied had been sent in through an edit-config operation.
delete-config: The server MUST ensure the datastore txid value is changed, unless it was already empty.
commit: At commit, with regards to the txid values, the server MUST treat the contents of the candidate datastore as if any txid value provided by the client when updating the candidate was provided in a single edit-config towards the running datastore. If the transaction is rejected due to txid value mismatch, an rpc-error as described in section Conditional Transactions MUST be sent.

YANG-Push Subscriptions A client issuing a YANG-Push establish-subscription or modify-subscription request towards a server that supports ietf-netconf-txid-yang-push.yang MAY request that the server provides updated txid values in YANG-Push on-change subscription updates. This functionality pertains only to on-change updates. This RPC may also be invoked over RESTCONF or other protocols, and might therefore be encoded in JSON. To request txid values (e.g. etag), the client adds a flag in the request (e.g. with-etag). The server then returns the txid (e.g. etag) value in the yang-patch payload (e.g. as etag-value).

Comparing YANG Datastores A client issuing an NMDA Datastore compare request towards a server that supports ietf-netconf-txid-nmda-compare.yang MAY request that the server provides updated txid values in the compare reply. Besides NETCONF, this RPC may also be invoked over RESTCONF or other protocols, and might therefore be encoded in JSON. To request txid values (e.g. etag), the client adds a flag in the request (e.g. with-etag). The server then returns the txid (e.g. etag) value in the yang-patch payload (e.g. as etag-value). The txid value returned by the server MUST be the txid value pertaining to the target node in the source or target datastores that is the most recent. If one of the datastores being compared is not a configuration datastore, the txid in the configuration datastore MUST be used. If none of the datastores being compared are a configuration datastore, then txid values MUST NOT be returned at all. The txid to return is the one that pertains to the target node, or in the case of delete, the closest surviving ancestor of the target node.

Txid Mechanisms This document defines two txid mechanisms:

The etag attribute txid mechanism
The last-modified attribute txid mechanism

Servers implementing this specification MUST support the etag attribute txid mechanism and MAY support the last-modified attribute txid mechanism. Section NETCONF Txid Extension describes the logic that governs all txid mechanisms. This section describes the mapping from the generic logic to specific mechanism and encoding. If a client uses more than one txid mechanism, such as both etag and last-modified in a particular message to a server, or patricular commit, the result is undefined.

The etag attribute txid mechanism The etag txid mechanism described in this section is centered around a meta data XML attribute called "etag". The etag attribute is defined in the namespace "urn:ietf:params:xml:ns:netconf:txid:1.0". The etag attribute is added to XML elements in the NETCONF payload in order to indicate the txid value for the YANG node represented by the element. NETCONF servers that support this extension MUST announce the capability "urn:ietf:params:netconf:capability:txid:etag:1.0". The etag attribute values are opaque UTF-8 strings chosen freely, except that the etag string must not contain space, backslash or double quotes. The point of this restriction is to make it easy to reuse implementations that adhere to section 2.3.1 in . The probability SHOULD be made very low that an etag value that has been used historically by a server is used again by that server if the configuration is different. It is RECOMMENDED that the same etag txid values are used across all management interfaces (i.e. NETCONF, RESTCONF and any other the server might implement), if it implements more than one. The detailed rules for when to update the etag value are described in section General Txid Principles. These rules are chosen to be consistent with the ETag mechanism in RESTCONF, , specifically sections 3.4.1.2, 3.4.1.3 and 3.5.2.

The last-modified attribute txid mechanism The last-modified txid mechanism described in this section is centered around a meta data XML attribute called "last-modified". The last-modified attribute is defined in the namespace "urn:ietf:params:xml:ns:netconf:txid:1.0". The last-modified attribute is added to XML elements in the NETCONF payload in order to indicate the txid value for the YANG node represented by the element. NETCONF servers that support this extension MUST announce the feature txid-last-modified defined in ietf-netconf-txid.yang. The last-modified attribute values are yang:date-and-time values as defined in ietf-yang-types.yang, . "2022-04-01T12:34:56.123456Z" is an example of what this time stamp format looks like. It is RECOMMENDED that the time stamps provided by the server closely match the real world clock. Servers MUST ensure the timestamps provided are monotonously increasing for as long as the server's operation is maintained. It is RECOMMENDED that server implementors choose the number of digits of precision used for the fractional second timestamps high enough so that there is no risk that multiple transactions on the server would get the same timestamp. It is RECOMMENDED that the same last-modified txid values are used across all management interfaces (i.e. NETCONF and any other the server might implement), except RESTCONF. RESTCONF, as defined in , is using a different format for the time stamps which is limited to one second resolution. Server implementors that support the Last-Modified txid mechanism over both RESTCONF and other management protocols are RECOMMENDED to use Last-Modified timestamps that match the point in time referenced over RESTCONF, with the fractional seconds part added. The detailed rules for when to update the last-modified value are described in section General Txid Principles. These rules are chosen to be consistent with the Last-Modified mechanism in RESTCONF, , specifically sections 3.4.1.1, 3.4.1.3 and 3.5.1.

Common features to both etag and last-modified txid mechanisms Clients MAY add etag or last-modified attributes to zero or more individual elements in the get-config or get-data filter, in which case they pertain to the subtree(s) rooted at the element(s) with the attributes. Clients MAY also add such attributes directly to the get-config or get-data tags (e.g. if there is no filter), in which case it pertains to the txid value of the datastore root. Clients might wish to send a txid value that is guaranteed to never match a server constructed txid. With both the etag and last-modified txid mechanisms, such a txid-request value is "?". Clients MAY add etag or last-modified attributes to the payload of edit-config or edit-data requests, in which case they indicate the client's txid value of that element. Clients MAY request servers that also implement YANG-Push to return configuration change subsription updates with etag or last-modified txid attributes. The client requests this service by adding a with-etag or with-last-modified flag with the value 'true' to the subscription request or yang-push configuration. The server MUST then return such txids on the YANG Patch edit tag and to the child elements of the value tag. The txid attribute on the edit tag reflects the txid associated with the changes encoded in this edit section, as well as parent nodes. Later edit sections in the same push-update or push-change-update may still supercede the txid value for some or all of the nodes in the current edit section. Servers returning txid values in get-config, edit-config, get-data, edit-data and commit operations MUST do so by adding etag and/or last-modified txid attributes to the data and ok tags. When servers prune output due to a matching txid value, the server MUST add a txid-match attribute to the pruned element, and MUST set the attribute value to "=", and MUST NOT send any element value. Servers returning a txid mismatch error MUST return an rpc-error as defined in section Conditional Transactions with an error-info tag containing a txid-value-mismatch-error-info structure.

Candidate Datastore When servers return txid values in get-config and get-data operations towards the candidate datastore, the txid values returned MUST adhere to the following rules:

If the versioned node holds the same data as in the running datastore, the same txid value as the versioned node in running MUST be used.
If the versioned node is different in the candidate store than in the running datastore, the server has a choice of what to return. The server MAY return the special "txid-unknown" value "!". If the txid-unknown value is not returned, the server MUST return the txid value the versioned node will have if the client decides to commit the candidate datastore without further updates.

Namespaces and Attribute Placement The txid attributes are valid on the following NETCONF tags, where xmlns:nc="urn:ietf:params:xml:ns:netconf:base:1.0", xmlns:ncds="urn:ietf:params:xml:ns:yang:ietf-netconf-nmda", xmlns:sn="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications", xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-patch" and xmlns:ypatch="urn:ietf:params:xml:ns:yang:ietf-yang-patch": In client messages sent to a server:

/nc:rpc/nc:get-config
/nc:rpc/nc:get-config/nc:filter//*
/nc:rpc/ncds:get-data
/nc:rpc/ncds:get-data/ncds:subtree-filter//*
/nc:rpc/ncds:get-data/ncds:xpath-filter//*
/nc:rpc/nc:edit-config/nc:config
/nc:rpc/nc:edit-config/nc:config//*
/nc:rpc/ncds:edit-data/ncds:config
/nc:rpc/ncds:edit-data/ncds:config//*

In server messages sent to a client:

/nc:rpc-reply/nc:data
/nc:rpc-reply/nc:data//*
/nc:rpc-reply/ncds:data
/nc:rpc-reply/ncds:data//*
/nc:rpc-reply/nc:ok
/yp:push-update/yp:datastore-contents/ypatch:yang-patch/ ypatch:edit
/yp:push-update/yp:datastore-contents/ypatch:yang-patch/ ypatch:edit/ypatch:value//*
/yp:push-change-update/yp:datastore-contents/ypatch:yang-patch/ ypatch:edit
/yp:push-change-update/yp:datastore-contents/ypatch:yang-patch/ ypatch:edit/ypatch:value//*

Txid Mechanism Examples

Initial Configuration Response

With etag NOTE: In the etag examples below, we have chosen to use a txid value consisting of "nc" followed by a monotonously increasing integer. This is convenient for the reader trying to make sense of the examples, but is not an implementation requirement. An etag would often be implemented as a "random" string of characters, with no comes-before/after relation defined. To retrieve etag attributes across the entire NETCONF server configuration, a client might send:

]]>

The server's reply might then be: A1 R1 17 acl:accept A2 R7 10 acl:accept R8

acl:accept R9

acl:accept admin

sakura

joe

]]> To retrieve etag attributes for a specific ACL using an xpath filter, a client might send: ]]> To retrieve etag attributes for "acls", but not for "nacm", a client might send: ]]> If the server considers "acls", "acl", "aces" and "acl" to be versioned nodes, the server's response to the request above might look like: A1 R1 17 acl:accept A2 R7 10 acl:accept R8

acl:accept R9

acl:accept admin

sakura

joe

]]>

With last-modified To retrieve last-modified attributes for "acls", but not for "nacm", a client might send: ]]> If the server considers "acls", "acl", "aces" and "acl" to be versioned nodes, the server's response to the request above might look like: A1 R1 17 acl:accept A2 R7 10 acl:accept R8

acl:accept R9

acl:accept admin

sakura

joe

]]>

Configuration Response Pruning A NETCONF client that already knows some txid values MAY request that the configuration retrieval request is pruned with respect to the client's prior knowledge. To retrieve only changes for "acls" that do not have the last known etag txid value, a client might send: A1 A2 ]]> Assuming the NETCONF server configuration is the same as in the previous rpc-reply example, the server's response to request above might look like: ]]> Or, if a configuration change has taken place under /acls since the client was last updated, the server's response may look like: A1 A2 R7 10 acl:accept R8

acl:accept R9

830

acl:accept ]]> In case the client provides a txid value for a non-versioned node, the server needs to treat the node as having the same txid value as the closest ancestor that does have a txid value. A2 R7 ]]> If a txid value is specified for a leaf, and the txid value matches, the leaf value is pruned. A2 R7 ]]>

Configuration Change A client that wishes to update the ace R1 protocol to tcp might send:

test-then-set

true A1 6 acl:accept

]]> The server would update the protocol leaf in the running datastore, and return an rpc-reply as follows: ]]> A subsequent get-config request for "acls", with txid:etag="?" might then return: A1 R1 6 acl:accept A2 R7 10 acl:accept R8

acl:accept R9

830

acl:accept ]]> In case the server at this point received a configuration change from another source, such as a CLI operator, removing ace R8 and R9 in acl A2, a subsequent get-config request for acls, with txid:etag="?" might then return: A1 R1 6 acl:accept A2 R7 10 acl:accept ]]>

Conditional Configuration Change If a client wishes to delete acl A1 if and only if its configuration has not been altered since this client last synchronized its configuration with the server, at which point it received the etag "nc7688" for acl A1, regardless of any possible changes to other acls, it might send:

test-then-set

true A1

]]> If acl A1 now has the etag txid value "nc7688", as expected by the client, the transaction goes through, and the server responds something like: ]]> A subsequent get-config request for acls, with txid:etag="?" might then return: A2 R7 10 acl:accept ]]> In case acl A1 did not have the expected etag txid value "nc7688", when the server processed this request, it rejects the transaction, and might send:

protocol

operation-failed

error

/acl:acls/acl:acl[acl:name="A1"]

cli6912

]]>

Reading from the Candidate Datastore Let's assume that a get-config towards the running datastore currently contains the following data and txid values: A1 R1 17 acl:accept R2 21 acl:accept ]]> A client issues discard-changes (to make the candidate datastore equal to the running datastore), and issues an edit-config to change the R1 protocol from udp (17) to tcp (6), and then executes a get-config with the txid-request attribute "?" set on the acl A1, the server might respond: A1 R1 6 acl:accept R2 21 acl:accept ]]> Here, the txid-unknown value "!" is sent by the server. This particular server implementation does not know beforehand which txid value would be used for this versioned node after commit. It will be a value different from the current corresponding txid value in the running datastore. In case the server is able to predict the txid value that would be used for the versioned node after commit, it could respond with that value instead. Let's say the server knows the txid would be "7688" if the candidate datastore was committed without further changes, then it would respond with that value in each place where the example shows "!" above.

Commit The client MAY request that the new etag txid value is returned as an attribute on the ok response for a successful commit. The client requests this by adding with-etag to the commit operation. For example, a client might send: xmlns:ietf-netconf-txid= "urn:ietf:params:xml:ns:yang:ietf-netconf-txid"

true

]]> Assuming the server accepted the transaction, it might respond: ]]>

YANG-Push A client MAY request that the updates for one or more YANG-Push subscriptions are annotated with the txid values. The request might look like this: ds:running

/acl:acls

true

]]> In case a client wishes to modify a previous subscription request in order to no longer receive YANG-Push subscription updates, the request might look like this: 1011 ds:running

false

]]> A server might send a subscription update like this: 2022-04-04T06:00:24.16Z 89

edit1

delete /acl:acls A1

nc8008

]]>

NMDA Compare The following example is taken from section 5 of . It compares the difference between the operational and intended datastores for a subtree under "interfaces". In this version of the example, the client requests that txid values, in this case etag-values, are annotated to the result. ds:operational ds:intended

true

/if:interfaces

]]> RPC reply when a difference is detected:

interface status

diff between operational (source) and intended (target), with txid values taken from intended.

replace /ietf-interfaces:interface=eth0/enabled false

true

4004

create /ietf-interfaces:interface=eth0/description ip interface

8008

]]> The same response in RESTCONF (using JSON format):

YANG Modules

Base module for txid in NETCONF WG List: Author: Jan Lindblad "; description "NETCONF Transaction ID aware operations for NMDA. Copyright (c) 2022 IETF Trust and the persons identified as authors of the code. All rights reserved. Redistribution and use in source and binary forms, with or without modification, is permitted pursuant to, and subject to the license terms contained in, the Simplified BSD License set forth in Section 4.c of the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info). This version of this YANG module is part of RFC XXXX (https://www.rfc-editor.org/info/rfcXXXX); see the RFC itself for full legal notices. The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this document are to be interpreted as described in BCP 14 (RFC 2119) (RFC 8174) when, and only when, they appear in all capitals, as shown here. "; revision 2023-03-01 { description "Initial revision"; reference "RFC XXXX: Xxxxxxxxx"; } feature txid-last-modified { description "Servers implementing this module MUST support the etag txid mechanism. Servers MAY also support the last-modified txid mechanism. Support is shown by announcing this feature."; } typedef etag-t { type string { pattern ".* .*" { modifier invert-match; } pattern '.*".*' { modifier invert-match; } pattern ".*\\.*" { modifier invert-match; } } description "Unique Entity-tag txid value representing a specific transaction. Could be any string that does not contain spaces, double quotes or backslash. The txid values '?', '!' and '=' have special meaning."; } typedef last-modified-t { type union { type yang:date-and-time; type enumeration { enum ? { description "Txid value used by clients that is guaranteed not to match any txid on the server."; } enum ! { description "Txid value used by servers to indicate the node in the candidate datastore has changed relative the running datastore, but not yet received a new txid value on the server."; } enum = { description "Txid value used by servers to indicate that contents has been pruned due to txid match between client and server."; } } } description "Last-modified txid value representing a specific transaction. The txid values '?', '!' and '=' have special meaning."; } grouping txid-grouping { leaf with-etag { type boolean; description "Indicates whether the client requests the server to include a txid:etag txid attribute when the configuration has changed."; } leaf with-last-modified { if-feature txid-last-modified; type boolean; description "Indicates whether the client requests the server to include a txid:last-modified attribute when the configuration has changed."; } description "Grouping for txid mechanisms, to be augmented into rpcs that modify configuration data stores."; } grouping txid-value-grouping { leaf etag-value { type etag-t; description "Indicates server's txid value for a YANG node."; } leaf last-modified-value { if-feature txid-last-modified; type last-modified-t; description "Indicates server's txid value for a YANG node."; } description "Grouping for txid mechanisms, to be augmented into output of rpcs that return txid metadata for configuration data stores."; } augment /nc:edit-config/nc:input { uses txid-grouping; description "Injects the txid mechanisms into the edit-config operation"; } augment /nc:commit/nc:input { uses txid-grouping; description "Injects the txid mechanisms into the commit operation"; } augment /ncds:edit-data/ncds:input { uses txid-grouping; description "Injects the txid mechanisms into the edit-data operation"; } sx:structure txid-value-mismatch-error-info { container txid-value-mismatch-error-info { description "This error is returned by a NETCONF server when a client sends a configuration change request, with the additonal condition that the server aborts the transaction if the server's configuration has changed from what the client expects, and the configuration is found not to actually not match the client's expectation."; leaf mismatch-path { type instance-identifier; description "Indicates the YANG path to the element with a mismatching etag txid value."; } leaf mismatch-etag-value { type etag-t; description "Indicates server's txid value of the etag attribute for one mismatching element."; } leaf mismatch-last-modified-value { if-feature txid-last-modified; type last-modified-t; description "Indicates server's txid value of the last-modified attribute for one mismatching element."; } } } } ]]>

Additional support for txid in YANG-Push WG List: Author: Jan Lindblad "; description "NETCONF Transaction ID aware operations for YANG Push. Copyright (c) 2022 IETF Trust and the persons identified as authors of the code. All rights reserved. Redistribution and use in source and binary forms, with or without modification, is permitted pursuant to, and subject to the license terms contained in, the Simplified BSD License set forth in Section 4.c of the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info). This version of this YANG module is part of RFC XXXX (https://www.rfc-editor.org/info/rfcXXXX); see the RFC itself for full legal notices. The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this document are to be interpreted as described in BCP 14 (RFC 2119) (RFC 8174) when, and only when, they appear in all capitals, as shown here. "; revision 2022-04-01 { description "Initial revision"; reference "RFC XXXX: Xxxxxxxxx"; } augment "/sn:establish-subscription/sn:input" { description "This augmentation adds additional subscription parameters that apply specifically to datastore updates to RPC input."; uses ietf-netconf-txid:txid-grouping; } augment "/sn:modify-subscription/sn:input" { description "This augmentation adds additional subscription parameters specific to datastore updates."; uses ietf-netconf-txid:txid-grouping; } augment "/sn:subscriptions/sn:subscription" { description "This augmentation adds additional subscription parameters specific to datastore updates."; uses ietf-netconf-txid:txid-grouping; } augment "/yp:push-change-update/yp:datastore-changes/" + "yp:yang-patch" { description "This augmentation makes it possible for servers to return txid-values."; uses ietf-netconf-txid:txid-value-grouping; } } ]]>

Additional support for txid in NMDA Compare WG List: Author: Jan Lindblad "; description "NETCONF Transaction ID aware operations for NMDA Compare. Copyright (c) 2022 IETF Trust and the persons identified as authors of the code. All rights reserved. Redistribution and use in source and binary forms, with or without modification, is permitted pursuant to, and subject to the license terms contained in, the Simplified BSD License set forth in Section 4.c of the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info). This version of this YANG module is part of RFC XXXX (https://www.rfc-editor.org/info/rfcXXXX); see the RFC itself for full legal notices. The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this document are to be interpreted as described in BCP 14 (RFC 2119) (RFC 8174) when, and only when, they appear in all capitals, as shown here. "; revision 2023-05-01 { description "Initial revision"; reference "RFC XXXX: Xxxxxxxxx"; } augment "/cmp:compare/cmp:input" { description "This augmentation makes it possible for clients to request txids to be returned."; uses ietf-netconf-txid:txid-grouping; } augment "/cmp:compare/cmp:output/cmp:compare-response/" + "cmp:differences/cmp:differences/cmp:yang-patch/cmp:edit" { description "This augmentation makes it possible for servers to return txid-values."; container most-recent { uses ietf-netconf-txid:txid-value-grouping; } } } ]]>

Security Considerations

NACM Access Control NACM, , access control processing happens as usual, independently of any txid handling, if supported by the server and enabled by the NACM configuration. It should be pointed out however, that when txid information is added to a reply, it may occasionally be possible for a client to deduce that a configuration change has happened in some part of the configuration to which it has no access rights. For example, a client may notice that the root node txid has changed while none of the subtrees it has access to have changed, and thereby conclude that someone else has made a change to some part of the configuration that is not acessible by the client.

Hash-based Txid Algorithms Servers that implement NACM and choose to implement a hash-based txid algorithm over the configuration may reveal to a client that the configuration of a subtree that the client has no access to is the same as it was at an earlier point in time. For example, a client with partial access to the configuration might observe that the root node txid was 1234. After a few configuration changes by other parties, the client may again observe that the root node txid is 1234. It may then deduce that the configuration is the same as earlier, even in the parts of the configuration it has no access to. In some use cases, this behavior may be considered a feature, since it allows a security client to verify that the configuration is the same as expected, without transmitting or storing the actual configuration.

Unchanged Configuration It will also be possible for clients to deduce that a configuration change has not happened during some period, by simply observing that the root node (or other subtree) txid remains unchanged. This is true regardless of NACM being deployed or choice of txid algorithm. Again, there may be use cases where this behavior may be considered a feature, since it allows a security client to verify that the configuration is the same as expected, without transmitting or storing the actual configuration.

IANA Considerations This document registers the following capability identifier URN in the 'Network Configuration Protocol (NETCONF) Capability URNs' registry: This document registers four XML namespace URNs in the 'IETF XML registry', following the format defined in . This document registers three module names in the 'YANG Module Names' registry, defined in . and and

Changes

Major changes in -01 since -00

Changed YANG-push txid mechanism to use a simple leaf rather than an attribute to convey txid information. This is preferable since YANG-push content may be requested using other protocols than NETCONF and other encodings than XML. By removing the need for XML attributes in this context, the mechanism becomes significantly more portable.
Added a section and YANG module augmenting the RFC9144 NMDA datastore compare operation to allow request and reply with txid information. This too is done with augments of plain leafs for maximum portability.
Added note clarifying that the txid attributes used in the XML encoding are never used in JSON (since RESTCONF uses HTTP headers instead).
Added note clarifying that pruning happens when client and server txids match, since the server sending information to the client only makes sense when the information on the client is out of date.
Added note clarifying that this entire document is about config true data only.
Rephrased slightly when referring to the candidate datastore to keep making sense in the event that private candidate datastores become a reality in the future.
Added a note early on to more clearly lay out the structure of this document, with a first part about the generic mechanism part, and a second part about the two specific txid mechanisms.
Corrected acl data model examples to conform to their YANG module.

Major changes in draft-ietf-netconf-transaction-id-00 since -02

Changed the logic around how txids are handled in the candidate datastore, both when reading (get-config, get-data) and writing (edit-config, edit-data). Introduced a special "txid-unknown" value "!".
Changed the logic of copy-config to be similar to edit-config.
Clarified how txid values interact with when-dependencies together with default values.
Added content to security considerations.
Added a high-level example for YANG-Push subscriptions with txid.
Updated language about error-info sent at txid mismatch in an edit-config: error-info with mismatch details MUST be sent when mismatch detected, and that the server can choose one of the txid mismatch occurrences if there is more than one.
Some rewording and minor additions for clarification, based on mailing list feedback.
Divided RFC references into normative and informative.
Corrected a logic error in the second figure (figure 6) in the "Conditional Transactions" section

Major changes in -02 since -01

A last-modified txid mechanism has been added (back). This mechanism aligns well with the Last-Modified mechanism defined in RESTCONF , but is not a carbon copy.
YANG-Push functionality has been added. This allows YANG-Push users to receive txid updates as part of the configuration updates. This functionality comes in a separate YANG module, to allow implementors to cleanly keep all this functionality out.
Changed name of "versioned elements". They are now called "versioned nodes".
Clarified txid behavior for transactions toward the Candidate datastore, and some not so common situations, such as when a client specifies a txid for a non-versioned node, and when there are when-statement dependencies across subtrees.
Examples provided for the abstract mechanism level with simple message flow diagrams.
More examples on protocol level, and with ietf-interfaces as example target module replaced with ietf-access-control to reduce confusion.
Explicit list of XPaths to clearly state where etag or last-modified attributes may be added by clients and servers.
Document introduction restructured to remove duplication between sections and to allow multiple (etag and last-modified) txid mechanisms.
Moved the actual YANG module code into proper module files that are included in the source document. These modules can be compiled as proper modules without any extraction tools.

Major changes in -01 since -00

Updated the text on numerous points in order to answer questions that appeared on the mailing list.
Changed the document structure into a general transaction id part and one etag specific part.
Renamed entag attribute to etag, prefix to txid, namespace to urn:ietf:params:xml:ns:yang:ietf-netconf-txid.
Set capability string to urn:ietf:params:netconf:capability:txid:1.0
Changed YANG module name, namespace and prefix to match names above.
Harmonized/slightly adjusted etag value space with RFC 7232 and RFC 8040.
Removed all text discussing etag values provided by the client (although this is still an interesting idea, if you ask the author)
Clarified the etag attribute mechanism, especially when it comes to matching against non-versioned elements, its cascading upwards in the tree and secondary effects from when- and choice-statements.
Added a mechanism for returning the server assigned etag value in get-config and get-data.
Added section describing how the NETCONF discard-changes, copy-config, delete-config and commit operations work with respect to etags.
Added IANA Considerations section.
Removed all comments about open questions.

References Normative References Key words for use in RFCs to Indicate Requirement Levels In many standards track documents several words are used to signify the requirements in the specification. These words are often capitalized. This document defines these words as they should be interpreted in IETF documents. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. Network Configuration Protocol (NETCONF) The Network Configuration Protocol (NETCONF) defined in this document provides mechanisms to install, manipulate, and delete the configuration of network devices. It uses an Extensible Markup Language (XML)-based data encoding for the configuration data as well as the protocol messages. The NETCONF protocol operations are realized as remote procedure calls (RPCs). This document obsoletes RFC 4741. [STANDARDS-TRACK] Common YANG Data Types This document introduces a collection of common data types to be used with the YANG data modeling language. This document obsoletes RFC 6021. The YANG 1.1 Data Modeling Language YANG is a data modeling language used to model configuration data, state data, Remote Procedure Calls, and notifications for network management protocols. This document describes the syntax and semantics of version 1.1 of the YANG language. YANG version 1.1 is a maintenance release of the YANG language, addressing ambiguities and defects in the original specification. There are a small number of backward incompatibilities from YANG version 1. This document also specifies the YANG mappings to the Network Configuration Protocol (NETCONF). RESTCONF Protocol This document describes an HTTP-based protocol that provides a programmatic interface for accessing data defined in YANG, using the datastore concepts defined in the Network Configuration Protocol (NETCONF). Subscription to YANG Notifications for Datastore Updates This document describes a mechanism that allows subscriber applications to request a continuous and customized stream of updates from a YANG datastore. Providing such visibility into updates enables new capabilities based on the remote mirroring and monitoring of configuration and operational state. Comparison of Network Management Datastore Architecture (NMDA) Datastores This document defines a Remote Procedure Call (RPC) operation to compare management datastores that comply with the Network Management Datastore Architecture (NMDA). Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words RFC 2119 specifies common key words that may be used in protocol specifications. This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the defined special meanings. Informative References The IETF XML Registry This document describes an IANA maintained registry for IETF standards which use Extensible Markup Language (XML) related items such as Namespaces, Document Type Declarations (DTDs), Schemas, and Resource Description Framework (RDF) Schemas. YANG - A Data Modeling Language for the Network Configuration Protocol (NETCONF) YANG is a data modeling language used to model configuration and state data manipulated by the Network Configuration Protocol (NETCONF), NETCONF remote procedure calls, and NETCONF notifications. [STANDARDS-TRACK] Hypertext Transfer Protocol (HTTP/1.1): Conditional Requests The Hypertext Transfer Protocol (HTTP) is a stateless application- level protocol for distributed, collaborative, hypertext information systems. This document defines HTTP/1.1 conditional requests, including metadata header fields for indicating state changes, request header fields for making preconditions on such state, and rules for constructing the responses to a conditional request when one or more preconditions evaluate to false. Defining and Using Metadata with YANG This document defines a YANG extension that allows for defining metadata annotations in YANG modules. The document also specifies XML and JSON encoding of annotations and other rules for annotating instances of YANG data nodes. Network Configuration Access Control Model The standardization of network configuration interfaces for use with the Network Configuration Protocol (NETCONF) or the RESTCONF protocol requires a structured and secure operating environment that promotes human usability and multi-vendor interoperability. There is a need for standard mechanisms to restrict NETCONF or RESTCONF protocol access for particular users to a preconfigured subset of all available NETCONF or RESTCONF protocol operations and content. This document defines such an access control model. This document obsoletes RFC 6536.

Acknowledgments The author wishes to thank Benoît Claise for making this work happen, and the following individuals, who all provided helpful comments: Per Andersson, James Cumming, Kent Watsen, Andy Bierman, Robert Wilton, Qiufang Ma, Jason Sterne and Robert Varga.