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<rfc category="std" docName="draft-ietf-netconf-yp-transport-capabilities-05"
     ipr="trust200902" consensus="true" submissionType="IETF">
  <front>
    <title abbrev="YANG Notification Transport Capabilities">YANG
    Notification Transport Capabilities</title>

    <author fullname="Qin Wu" initials="Q." surname="Wu">
      <organization>Huawei</organization>

      <address>
        <postal>
          <street>101 Software Avenue, Yuhua District</street>

          <city>Nanjing</city>

          <region>Jiangsu</region>

          <code>210012</code>

          <country>China</country>
        </postal>

        <email>bill.wu@huawei.com</email>
      </address>
    </author>

    <author fullname="Qiufang Ma" initials="Q." surname="Ma">
      <organization>Huawei</organization>

      <address>
        <postal>
          <street>101 Software Avenue, Yuhua District</street>

          <city>Nanjing</city>

          <region>Jiangsu</region>

          <code>210012</code>

          <country>China</country>
        </postal>

        <email>maqiufang1@huawei.com</email>
      </address>
    </author>

    <author fullname="Alex Huang Feng" initials="A." surname="Huang-Feng">
      <organization>INSA-Lyon</organization>

      <address>
        <postal>
          <street/>

          <city>Lyon</city>

          <region/>

          <code/>

          <country>France</country>
        </postal>

        <phone/>

        <facsimile/>

        <email>alex.huang-feng@insa-lyon.fr</email>

        <uri/>
      </address>
    </author>

    <author fullname="Thomas Graf" initials="T" surname="Graf">
      <organization>Swisscom</organization>

      <address>
        <postal>
          <street>Binzring 17</street>

          <city>Zurich</city>

          <code>8045</code>

          <country>Switzerland</country>
        </postal>

        <email>thomas.graf@swisscom.com</email>
      </address>
    </author>

    <date day="16" month="June" year="2025"/>

    <area>OPS Area</area>

    <workgroup>NETCONF Working Group</workgroup>

    <abstract>
      <t>This document specifies a YANG module for YANG notifications
      transport capabilities which augments the notification
      capabilities model. The module provides transport protocol,
      transport encoding, and transport encryption system capabilities
      for transport-specific notification. This YANG module can be used
      by the client to learn capability information from the server at
      runtime or at implementation time, by making use of the YANG
      instance data file format.</t>
    </abstract>
  </front>

  <middle>
    <section anchor="intro" title="Introduction">
      <t>The "ietf-system-capabilities" YANG module defined in <xref
      target="RFC9196"/> allows a client to discover a set of
      capabilities supported by a server (including, basic system
      capabilities and YANG-Push related capabilities) both at
      implementation time and at runtime. These capabilities allow a
      client to adjust its behavior to take advantage of the features
      exposed by the server.</t>

      <t>However, clients and  servers may still support various
      different transport specific parameters (e.g., transport protocol,
      encoding format or encryption). As described in <xref
      section="3.2" sectionFormat="of" target="RFC8641"/>. A simple
      negotiation (e.g., inserting hints into error responses to a
      failed RPC request) between subscribers and publishers for
      subscription parameters increases the likelihood of success for
      subsequent RPC requests, but not guaranteed and widely supported,
      which may cause unexpected failure or additional message exchange
      between client and server.</t>

      <t>This document defines a more deterministic solution that relies
      upon a YANG module for YANG notifications transport capabilities
      that is built on top of <xref target="RFC9196"/>. The module can
      be used by a client to discover capability information from a
      server at runtime or at implementation time, by making use of the
      YANG instance data file format.</t>

      <section title="Terminology">
        <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL",
        "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED",
        "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to
        be interpreted as described in BCP 14 <xref target="RFC2119"/> <xref target="RFC8174"/> when,
        and only when, they appear in all capitals, as shown here.</t>
    
    <t>The terms "subscriber", "publisher", and "receiver" are used as
    defined in <xref target="RFC8639"/>.</t>
    
    <t>The terms "client", and "server" are used as defined in <xref
    target="RFC8342"/>.</t>		
      </section>
    </section>

    <!-- intro -->

    <section title="Capabilities for Systems and Datastore Update
    Notifications">
      <t><xref section="3.1"
      sectionFormat="of" target="RFC8641"/> lists the server
      capabilities related to YANG-Push that are supported in the YANG
      module "ietf-notification-capabilities".</t>

      <t>These server capabilities are transport independent, session
      level capabilities. They can be provided either at the
      implementation time or reported at runtime.</t>

      <t>This document provides
      additional transport related attributes associated with system
      capabilities:<list style="symbols">
          <t>Specification of transport protocols that a client can
          request to establish an HTTPS-based <xref
          target="I-D.ietf-netconf-https-notif"/> or UDP-based <xref
          target="I-D.ietf-netconf-udp-notif"/> configured transport
          connection.</t>

          <t>Specification of transport encoding, including JSON or XML
          as defined in <xref target="RFC8040"/> or CBOR as defined in
          <xref target="RFC9254"/> the client can request to encode YANG
          notifications;</t>

          <t>Specification of secure transport mechanisms that are
          needed by a client to communicate with a server including
          DTLS 1.2 <xref target="RFC6347"/>, DTLS 1.3 <xref
          target="RFC9147"/>, TLS 1.2 <xref target="RFC5246"/>, TLS 1.3
          <xref target="RFC8446"/>.</t>
      
      <t>To that end, the model defined in this document augments the
      System Capabilities model<xref target="RFC9196"/>.</t>
        </list></t>

      <section title="Tree Diagram">
        <t>The following tree diagram <xref target="RFC8340"/> provides
        an overview of the data model.</t>

                <sourcecode type="yangtree"><![CDATA[
module: ietf-yp-transport-capabilities

  augment /sysc:system-capabilities/notc:subscription-capabilities:
    +--ro transport-capabilities
       +--ro transport-capability* [transport-protocol]
          +--ro transport-protocol    identityref
          +--ro security-protocol*    union
          +--ro encoding-format*      identityref
]]></sourcecode>
      </section>
    </section>

    <section title="YANG Module">
      <sourcecode type="yang" markers="true"
      name="ietf-yp-transport-capabilities@2025-06-07.yang"><![CDATA[
module ietf-yp-transport-capabilities {
  yang-version 1.1;
  namespace
    "urn:ietf:params:xml:ns:yang:ietf-yp-transport-capabilities";
  prefix ntc;

  import ietf-subscribed-notifications {
    prefix sn;
    reference
      "RFC 8639: Subscription to YANG Notifications";
  }
  import ietf-system-capabilities {
    prefix sysc;
    reference
      "RFC 9196: YANG Modules Describing Capabilities for
       Systems and Datastore Update Notifications";
  }
  import ietf-notification-capabilities {
    prefix notc;
    reference
      "RFC 9196: YANG Modules Describing Capabilities for
       Systems and Datastore Update Notifications";
  }
  import ietf-tls-common {
    prefix tlscmn;
    reference
      "RFC 9645: YANG Groupings for TLS Clients and TLS Servers";
  }

  organization
    "IETF NETCONF (Network Configuration) Working Group";
  contact
    "WG Web:   <https://datatracker.ietf.org/group/netconf/>
     WG List:  <mailto:netconf@ietf.org>

     Authors:  Qin Wu
               <mailto:bill.wu@huawei.com>
               Qiufang Ma
               <mailto:maqiufang1@huawei.com>
               Alex Huang Feng
               <mailto:alex.huang-feng@insa-lyon.fr>
               Thomas Graf
               <mailto:thomas.graf@swisscom.com>";
  description
    "This module defines an extension to YANG-Push
     Notification Capabilities model that provides additional
     transport specific capabilities for YANG notifications.

     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL
     NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED',
     'MAY', and 'OPTIONAL' in this document are to be interpreted as
     described in BCP 14 (RFC 2119) (RFC 8174) when, and only when,
     they appear in all capitals, as shown here.

     Copyright (c) 2025 IETF Trust and the persons identified as
     authors of the code.  All rights reserved.

     Redistribution and use in source and binary forms, with or
     without modification, is permitted pursuant to, and subject
     to the license terms contained in, the Revised BSD License
     set forth in Section 4.c of the IETF Trust's Legal Provisions
     Relating to IETF Documents
     (http://trustee.ietf.org/license-info).

     This version of this YANG module is part of RFC XXXX
     (https://www.rfc-editor.org/info/rfcXXXX); see the RFC itself
     for full legal notices.";

  revision 2025-06-07 {
    description
      "Initial revision.";
    reference
      "RFC XXXX: YANG Notifications Transport Capabilities";
  }

  identity security-protocol {
    description
      "Identity for security protocols.";
  }

  identity dtls12 {
    base security-protocol;
    description
      "Indicates DTLS Protocol Version 1.2. DTLS 1.2 is obsolete,
       and thus it is NOT RECOMMENDED to enable this feature.";
    reference
      "RFC 6347: The Datagram Transport Layer Security (DTLS)
                 Protocol Version 1.2";
  }

  identity dtls13 {
    base security-protocol;
    description
      "Indicates DTLS Protocol Version 1.3.";
    reference
      "RFC 9147: The Datagram Transport Layer Security (DTLS)
                 Protocol Version 1.3";
  }

  augment "/sysc:system-capabilities"
        + "/notc:subscription-capabilities" {
    description
      "Adds system level capabilities.";
    container transport-capabilities {
      description
        "Specifies capabilities related to YANG-Push transports.";
      list transport-capability {
        key "transport-protocol";
        description
          "Indicates a list of capabilities related to notification
                  transport.";
        leaf transport-protocol {
          type identityref {
            base sn:transport;
          }
          description
            "Indicates supported transport protocol for YANG-Push.";
        }
        leaf-list security-protocol {
          type union {
            type identityref {
              base security-protocol;
            }
            type identityref {
              base tlscmn:tls-version-base;
            }
          }
          description
            "Indicates transport security protocol.";
        }
        leaf-list encoding-format {
          type identityref {
            base sn:encoding;
          }
          description
            "Indicates supported encoding formats.";
        }
      }
    }
  }
}
]]></sourcecode>
    </section>

    <section title="IANA Considerations">
      <section anchor="xml" title="Updates to the IETF XML Registry">
        <t>This document registers a URI in the "IETF XML Registry"
        <xref target="RFC3688"/>. Following the format in <xref
        target="RFC3688"/>, the following registration has been made:</t>

      <artwork align="left"><![CDATA[
URI: urn:ietf:params:xml:ns:yang:ietf-yp-transport-capabilities
Registrant Contact: The IESG.
XML: N/A; the requested URI is an XML namespace.
Reference: RFC XXXX (RFC Ed.: replace XXX with actual RFC number
  and remove this note.)]]></artwork>

      </section>

      <section anchor="module"
               title="Updates to the YANG Module Names Registry">
        <t>This document registers one YANG module in the
        "YANG Module Names" registry <xref target="RFC6020"/>. Following
        the format in <xref target="RFC6020"/>, the following
        registration has been made:</t>

        <artwork align="left"><![CDATA[
name: ietf-yp-transport-capabilities
namespace: urn:ietf:params:xml:ns:yang:ietf-yp-transport-capabilities
prefix: ntc
reference: RFC XXXX (RFC Ed.: replace XXX with actual RFC number
  and remove this note.)]]></artwork>
      </section>
    </section>

    <section anchor="Implementation" title="Implementation Status">
      <t>Note to the RFC-Editor: Please remove this section before
      publishing.</t>

      <section anchor="Huawei" title="Huawei VRP">
        <t>Huawei implemented this document for a YANG Push publisher in
        their VRP platform.</t>
      </section>
    
      <section anchor="Cisco" title="Cisco IOS XR">
        <t>Cisco implemented this document for a YANG Push publisher in
        their IOS XR platform.</t>
      </section>
    </section>

    <section anchor="security" title="Security Considerations">
      <t>This section is modeled after the template described in <xref
      section="3.7" sectionFormat="of"
      target="I-D.ietf-netmod-rfc8407bis"/></t>

      <t>The "ietf-yp-transport-capabilities" YANG module
      defines a data model that is designed to be accessed via
      YANG-based management protocols, such as NETCONF <xref
      target="RFC6241"/> and RESTCONF <xref target="RFC8040"/>. These
      protocols have to use a secure transport layer (e.g., SSH <xref
      target="RFC4252"/>, TLS <xref target="RFC8446"/>, and QUIC <xref
      target="RFC9000"/>) and have to use mutual
      authentication.</t>

      <t>The Network Configuration Access Control Model (NACM) <xref
      target="RFC8341"/> provides the means to restrict access for
      particular NETCONF or RESTCONF users to a preconfigured subset of
      all available NETCONF or RESTCONF protocol operations and content.</t>

      <t>All protocol-accessible data nodes are read-only and cannot be
      modified. The data in the module is not security sensitive. It
      inherits all the security considerations of <xref
      target="RFC9196"/>.</t>
    </section>

    <section title="Contributors">
      <figure>
        <artwork>   Ran Tao
   Huawei
   101 Software Avenue, Yuhua District
   Nanjing, Jiangsu 210012
   China
   Email: taoran20@huawei.com

   Liang Geng
   China Mobile
   32 Xuanwumen West St, Xicheng District
   Beijing 10053
   China
   Email: gengliang@chinamobile.com

   Peng Liu
   China Mobile
   Beiqijia Town, Changping District
   Beijing 10053
   China
   Email: liupengyjy@chinamobile.com

   Wei Wang
   China Telecom
   32 Xuanwumen West St, Xicheng District
   Beijing 102209
   China
   Email: wangw36@chinatelecom.cn</artwork>
      </figure>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t>The authors would like to thank Mohamed Boucadair,
      Kent Watson, Jan Lindblad, Reshad Rahman, Xiao Min, Per Andersson
      and Rob Wilton for their review and valuable comments.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119.xml"?>

      <?rfc include="reference.RFC.8174.xml"?>

      <?rfc include="reference.RFC.5246.xml"?>

      <?rfc include="reference.RFC.6241.xml"?>

      <?rfc include="reference.RFC.6347.xml"?>

      <?rfc include="reference.RFC.8040.xml"?>

      <?rfc include="reference.RFC.8341.xml"?>

      <?rfc include="reference.RFC.8342.xml"?>

      <?rfc include="reference.RFC.8446.xml"?>

      <?rfc include="reference.RFC.8639.xml"?>

      <?rfc include="reference.RFC.8641.xml"?>

      <?rfc include="reference.RFC.9147.xml"?>

      <?rfc include="reference.RFC.9196.xml"?>

      <?rfc include="reference.RFC.9254.xml"?>
    </references>

    <references title="Informative References">
      <?rfc include="reference.RFC.3688.xml"?>

      <?rfc include="reference.RFC.4252.xml"?>

      <?rfc include="reference.RFC.6020.xml"?>

      <?rfc include="reference.RFC.8340.xml"?>

      <?rfc include="reference.RFC.9000.xml"?>

      <?rfc include="https://bib.ietf.org/public/rfc/bibxml-ids/reference.I-D.ietf-netconf-udp-notif.xml"?>

      <?rfc include="https://bib.ietf.org/public/rfc/bibxml-ids/reference.I-D.ietf-netconf-https-notif.xml"?>

      <?rfc include="https://bib.ietf.org/public/rfc/bibxml-ids/reference.I-D.ietf-netmod-rfc8407bis.xml"?>
    </references>

    <section title="Usage Example of interaction with UDP-Notif and HTTPS-Notif for Configured Subscription">
      <t>The following instance-data example describes the notification
      transport capabilities of a hypothetical "acme-router".</t>

        <sourcecode type="xml"><![CDATA[
================= NOTE: '\' line wrapping per RFC 8792 ==================

<?xml version="1.0" encoding="UTF-8"?>
<instance-data-set 
  xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-instance-data"
  xmlns:hnt="urn:ietf:params:xml:ns:yang:ietf-https-notif-transport"
  xmlns:sn="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"
  xmlns:tlscmn="urn:ietf:params:xml:ns:yang:ietf-tls-common"
  xmlns:tlscmn="urn:ietf:params:xml:ns:yang:ietf-tls-common"
  xmlns:unt="urn:ietf:params:xml:ns:yang:ietf-udp-notif-transport">
  <name>acme-router-notification-capabilities</name>
  <content-schema>
    <module>ietf-system-capabilities@2020-03-23</module>
    <module>ietf-notification-capabilities@2020-03-23</module>
    <module>ietf-yp-transport-capabilities@2025-06-07</module>
  </content-schema>
  <!-- revision date, contact, etc. -->
  <description>Server Capability Discovery</description>
  <content-data>
    <system-capabilities xmlns="urn:ietf:params:xml:ns:yang:ietf-system-\
      capabilities">
      <subscription-capabilities xmlns="urn:ietf:params:xml:ns:yang:ietf\
        -notification-capabilities">
        <transport-capabilities xmlns="urn:ietf:params:xml:ns:yang:ietf-\
          yp-transport-capabilities">
          <transport-capability>
            <transport-protocol>hnt:https</transport-protocol>
            <encoding-format>sn:encode-xml</encoding-format>
            <encoding-format>sn:encode-json</encoding-format>
            <security-protocol>tlscmn:tls12</security-protocol>
            <security-protocol>tlscmn:tls13</security-protocol>
          </transport-capability>
          <transport-capability>
            <transport-protocol>unt:udp-notif</transport-protocol>
            <encoding-format>sn:encode-json</encoding-format>
            <encoding-format>unt:encode-cbor</encoding-format>
            <security-protocol>dtls12</security-protocol>
            <security-protocol>dtls13</security-protocol>
          </transport-capability>
        </transport-capabilities>
      </subscription-capabilities>
    </system-capabilities>
  </content-data>
</instance-data-set>
]]></sourcecode>

      <t>In addition, the client could also query notification transport
      capabilities from the server. For example, the client sends &lt;get&gt;
      request message to the the server to query from the server.</t>

        <sourcecode type="xml"><![CDATA[
================= NOTE: '\' line wrapping per RFC 8792 ==================

<rpc message-id="101"
  xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  <get>
    <filter type="subtree">
      <system-capabilities xmlns="urn:ietf:params:xml:ns:yang:ietf-syste\
        m-capabilities">
        <subscription-capabilities xmlns="urn:ietf:params:xml:ns:yang:ie\
          tf-notification-capabilities">
          <transport-capabilities xmlns="urn:ietf:params:xml:ns:yang:iet\
            f-yp-transport-capabilities"/>
        </subscription-capabilities>
      </system-capabilities>
    </filter>
  </get>
</rpc>
]]></sourcecode>
      
      <t>The server returns server data export capability using
      &lt;rpc-reply&gt; as follows:</t>

        <sourcecode type="xml"><![CDATA[
================= NOTE: '\' line wrapping per RFC 8792 ==================

<rpc-reply xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"
  xmlns:sc="urn:ietf:params:xml:ns:yang:ietf-system-capabilities"
  xmlns:nc="urn:ietf:params:xml:ns:yang:ietf-notification-capabilities"
  xmlns:tc="urn:ietf:params:xml:ns:yang:ietf-yp-transport-capabilities"
  xmlns:hnt="urn:ietf:params:xml:ns:yang:ietf-https-notif-transport"
  xmlns:sn="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"
  xmlns:unt="urn:ietf:params:xml:ns:yang:ietf-udp-notif-transport"
  xmlns:tlscmn="urn:ietf:params:xml:ns:yang:ietf-tls-common" message-id=\
  "101">
  <data>
    <sc:system-capabilities>
      <nc:subscription-capabilities>
        <transport-capabilities xmlns="urn:ietf:params:xml:ns:yang:ietf-\
          yp-transport-capabilities">
          <transport-capability>
            <transport-protocol>hnt:https</transport-protocol>
            <encoding-format>sn:encode-xml</encoding-format>
            <encoding-format>sn:encode-json</encoding-format>
            <security-protocol>tlscmn:tls12</security-protocol>
            <security-protocol>tlscmn:tls13</security-protocol>
          </transport-capability>
          <transport-capability>
            <transport-protocol>unt:udp-notif</transport-protocol>
            <encoding-format>sn:encode-json</encoding-format>
            <encoding-format>unt:encode-cbor</encoding-format>
            <security-protocol>dtls12</security-protocol>
            <security-protocol>dtls13</security-protocol>
          </transport-capability>
        </transport-capabilities>
      </nc:subscription-capabilities>
    </sc:system-capabilities>
  </data>
</rpc-reply>
]]></sourcecode>

    </section>
  </back>
</rfc>
