]> Hammerspace

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General Network File System Version 4 Internet-Draft Network File System version 4.2 (NFSv4.2) clients commonly cache directory entries (dirents) to improve performance. While effective in many cases, such caching can prevent servers from enforcing per-user access controls on directory entries and up-to-date directory entry attributes such as size and timestamps. This document introduces a new uncacheable dirent metadata attribute for NFSv4.2 that allows servers to advise clients that caching of directory entry metadata is unsuitable. This enables servers to present directory contents based on user-specific access permissions while remaining compatible with existing NFSv4.2 clients. Note to Readers Discussion of this draft takes place on the NFSv4 working group mailing list (nfsv4@ietf.org), which is archived at . Source code and issues list for this draft can be found at . Working Group information can be found at .

Introduction Clients of remote filesystems commonly cache directory entries (dirents) to improve performance. This caching is typically shared across users on the client and assumes that directory contents and access permissions are uniform across users. In this document, the term directory is used to describe the context in which directory entries are retrieved. The uncacheable dirent metadata attribute applies to the caching of directory entry (dirent) metadata, including names and associated file object metadata such as size and timestamps. It does not prohibit caching of the directory object itself, nor does it affect caching of file data. Access Based Enumeration (ABE) , as implemented in the Server Message Block (SMB) and deployed in implementations such as Samba , restricts directory visibility based on the access permissions of the requesting user. Implementing similar behavior in NFSv4.2 requires server involvement, as clients may not have sufficient information to evaluate permissions based on identity mappings, ACLs, or server-local policy. While effective in environments with centralized identity and server-driven enumeration, the SMB ABE model tightly couples directory enumeration with authorization and requires per-user directory views that are not safely cacheable across users. This approach does not generalize well to NFS, where directory contents and metadata are traditionally shared and cached. The uncacheable dirent metadata attribute allows servers to ensure correctness of directory-entry metadata visibility and attributes without mandating a specific enumeration or authorization model. Even in the absence of ABE, caching of directory entry metadata can result in incorrect size and timestamp information when files are modified concurrently, reducing the effectiveness of uncacheable file data semantics when directory entry metadata is stale. This document introduces the uncacheable dirent metadata attribute to NFSv4.2 to allow servers to advise clients that caching of directory-entry metadata is unsuitable. This enables correct presentation of directory entry visibility and attributes, including but not limited to Access Based Enumeration (ABE). As such, it is an OPTIONAL attribute to implement for NFSv4.2. If both the client and the server support this attribute, the client is advised to bypass caching of directory-entry metadata for directories marked as uncacheable. The uncacheable dirent metadata attribute is read-write and applies to directory objects. The data type is bool. Allowing clients to set this attribute provides a portable mechanism to request that directory-entry metadata not be cached, without requiring changes to application behavior or out-of-band administrative configuration. A client can determine whether the uncacheable dirent metadata attribute is supported for a given directory by issuing a GETATTR request and examining the returned attribute list. The only way that the server can determine that the client supports the attribute is if the client sends either a GETATTR or a SETATTR with the uncacheable dirent metadata attribute. The uncacheable dirent metadata attribute governs caching behavior of directory-entry metadata returned by READDIR and related operations, not the directory object itself. Suppressing caching of file data alone is insufficient to guarantee correct behavior if directory-entry metadata such as size and timestamps remains cached. The uncacheable dirent metadata attribute complements the fattr4_uncacheable_file_data attribute by ensuring directory-entry metadata correctness. Using the process detailed in , the revisions in this document become an extension of NFSv4.2 . They are built on top of the external data representation (XDR) generated from .

Definitions

Access Based Enumeration (ABE)

When servicing a READDIR or GETATTR operation, the server provides results based on the access permissions of the user making the request.

dirent

A directory entry representing a file or subdirectory and its associated attributes.

dirent caching

A client-side cache of directory entry names and associated file object metadata, used to avoid repeated directory lookup and attribute retrieval.

uncacheable dirent metadata attribute

An NFSv4.2 file attribute that advises clients not to cache directory-entry metadata associated with file objects, including names, size, timestamps, and visibility.

This document assumes familiarity with NFSv4.2 operations, attributes, and error handling as defined in and .

Requirements Language The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 when, and only when, they appear in all capitals, as shown here.

Caching of Directory-Entry Metadata With a remote filesystem, the client typically caches directory entries (dirents) locally to improve performance. This cooperation succeeds because both the server and client operate under POSIX semantics () and agree to interpretation of mode bits with respect to the uid and gid in NFSv3 . For NFSv4.2, these would respectively be the mode, owner, and owner_group attributes defined in . Note that this cooperation does not apply to Access Control List (ACLs) entries as NFSv4.2 does not implement a strict POSIX style ACL. NFSv4.2 does implement NFSv4.1 ACLs, which are enforced on the server and not the client. As such, ACL enforcement requires the client to bypass the dirent cache to have checks done when a new user attempts to access the dirent. Another consideration is that not all server implementations natively support SMB. Instead, they layer Samba on top of the NFSv4.2 service. The attributes of hidden, system, and offline have already been introduced in the NFSv4.2 protocol to support Samba. The Samba implementation can utilize these attributes to provide SMB semantics. While private protocols can supply these features, it is better to drive them into open standards. Another concept that can be adapted from SMB is that of ABE If a a directory has ABE enabled, then the user can only see the files and sub-directories for which they have permissions. Under the POSIX model, this can be done on the client and not the server. However, that only works with uid, gid, and mode bits. If we consider identity mappings, ACLs, and server local policies, then the determination of ABE and directory entry visibility is best performed on the server. Since cached dirents are shared by all users on a client, and the client cannot determine access permissions for individual dirents, all users are presented with the same set of attributes. To address this, this document introduces the uncacheable dirent metadata attribute. This attribute advises the client not to cache directory entry metadata for a file or directory object. Consequently, each time a client queries for these attributes, the server's response can be tailored to the specific user making the request. This attribute does not define behavior for positive or negative name caching or for caching of LOOKUP results outside the scope of directory-entry metadata returned by READDIR and related operations. Directory delegations do not address per-user directory-entry metadata visibility and therefore cannot replace the semantics defined by the uncacheable dirent metadata attribute.

Uncacheable Directory-Entry Metadata If a file object or directory has the uncacheable dirent metadata attribute set, the client is advised not to cache directory entry metadata. In such cases, the client retrieves directory entry attributes from the server for each request, allowing the server to evaluate access permissions based on the requesting user. Clients are advised not to share cached dirent attributes between different users. Servers MUST assume that clients which do not query or set this attribute may cache directory-entry metadata, and therefore MUST NOT rely on this attribute for correctness unless client support is confirmed.

XDR for Uncacheable Dirents Attribute

Extraction of XDR This document contains the external data representation (XDR) description of the uncacheable dirent metadata attribute. The XDR description is presented in a manner that facilitates easy extraction into a ready-to-compile format. To extract the machine-readable XDR description, use the following shell script: For example, if the script is named 'extract.sh' and this document is named 'spec.txt', execute the following command: uncacheable_prot.x ]]> This script removes leading blank spaces and the sentinel sequence '///' from each line. XDR descriptions with the sentinel sequence are embedded throughout the document. Note that the XDR code contained in this document depends on types from the NFSv4.2 nfs4_prot.x file (generated from ). This includes both nfs types that end with a 4, such as offset4, length4, etc., as well as more generic types such as uint32_t and uint64_t. While the XDR can be appended to that from , the code snippets should be placed in their appropriate sections within the existing XDR.

Security Considerations For a given user A, a client MUST NOT make access decisions for uncacheable dirents retrieved for another user B. These decisions MUST be made by the server. If the client is Labeled NFS aware (), then the client MUST locally enforce the MAC security policies. The uncacheable dirent metadata attribute allows dirents to be annotated such that attributes are presented to the user based on the server's access control decisions.

IANA Considerations This document has no IANA actions.

References Normative References In many standards track documents several words are used to signify the requirements in the specification. These words are often capitalized. This document defines these words as they should be interpreted in IETF documents. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. This document describes the External Data Representation Standard (XDR) protocol as it is currently deployed and accepted. This document obsoletes RFC 1832. [STANDARDS-TRACK] This Glossary provides definitions, abbreviations, and explanations of terminology for information system security. The 334 pages of entries offer recommendations to improve the comprehensibility of written material that is generated in the Internet Standards Process (RFC 2026). The recommendations follow the principles that such writing should (a) use the same term or definition whenever the same concept is mentioned; (b) use terms in their plainest, dictionary sense; (c) use terms that are already well-established in open publications; and (d) avoid terms that either favor a particular vendor or favor a particular technology or mechanism over other, competing techniques that already exist or could be developed. This memo provides information for the Internet community. This memo outlines high-level requirements for the integration of flexible Mandatory Access Control (MAC) functionality into the Network File System (NFS) version 4.2 (NFSv4.2). It describes the level of protections that should be provided over protocol components and the basic structure of the proposed system. The intent here is not to present the protocol changes but to describe the environment in which they reside. This document describes NFS version 4 minor version 2; it describes the protocol extensions made from NFS version 4 minor version 1. Major extensions introduced in NFS version 4 minor version 2 include the following: Server-Side Copy, Application Input/Output (I/O) Advise, Space Reservations, Sparse Files, Application Data Blocks, and Labeled NFS. This document provides the External Data Representation (XDR) description for NFS version 4 minor version 2. RFC 2119 specifies common key words that may be used in protocol specifications. This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the defined special meanings. This document describes the rules relating to the extension of the NFSv4 family of protocols. It covers the creation of minor versions, the addition of optional features to existing minor versions, and the correction of flaws in features already published as Proposed Standards. The rules relating to the construction of minor versions and the interaction of minor version implementations that appear in this document supersede the minor versioning rules in RFC 5661 and other RFCs defining minor versions. This document describes the Network File System (NFS) version 4 minor version 1, including features retained from the base protocol (NFS version 4 minor version 0, which is specified in RFC 7530) and protocol extensions made subsequently. The later minor version has no dependencies on NFS version 4 minor version 0, and is considered a separate protocol. This document obsoletes RFC 5661. It substantially revises the treatment of features relating to multi-server namespace, superseding the description of those features appearing in RFC 5661. The Network File System v4 (NFSv4) allows a client to both open a file and be granted a delegation of that file. This delegation provides the client the right to authoritatively cache metadata on the file locally. This document presents several extensions for both opening the file and delegating it to the client. This document extends NFSv4.2 (see RFC 7863). Informative References Microsoft Microsoft Corporation n.d. IEEE This paper describes the NFS version 3 protocol. This paper is provided so that people can write compatible implementations. This memo provides information for the Internet community. This memo does not specify an Internet standard of any kind. Samba Team n.d.

Acknowledgments Trond Myklebust, Mike Snitzer, Jon Flynn, Keith Mannthey, and Thomas Haynes all worked on the prototype at Hammerspace. Rick Macklem, Chuck Lever, and Dave Noveck reviewed the document. Chris Inacio, Brian Pawlowski, and Gorry Fairhurst helped guide this process.