A CBOR Tag for Unprotected CWT Claims Sets

A CBOR Tag for Unprotected CWT Claims Sets Fraunhofer SIT

Rheinstrasse 75 Darmstadt 64295 Germany henk.birkholz@ietf.contact

Qualcomm Technologies Inc.

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Cisco Systems

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Universität Bremen TZI

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Security RATS Working Group Internet-Draft This document defines the Unprotected CWT Claims Set (UCCS), a data format for representing a CBOR Web Token (CWT) Claims Set without protecting it by a signature, message authentication code (MAC), or encryption. UCCS enables the use of CWT claims in environments where protection is provided by other means, such as secure communication channels or trusted execution environments. This specification defines a CBOR tag for UCCS and describes the UCCS format, its encoding, and processing considerations, and discusses security implications of using unprotected claims sets. (This editors' note will be removed by the RFC editor:)
The present revision (–11) contains document changes based on feedback from the IESG evaluation and has been submitted as input to IETF 121. (Separate email to the IESG members will discuss the feedback as needed.) About This Document Status information for this document may be found at . Discussion of this document takes place on the Remote ATtestation procedureS (rats) Working Group mailing list (), which is archived at . Subscribe at . Source for this draft and an issue tracker can be found at .

Introduction A CBOR Web Token (CWT) as specified by is always wrapped in a CBOR Object Signing and Encryption (COSE, ) envelope. COSE provides -- among other things -- end-to-end data origin authentication and integrity protection employed by RFC 8392 as well as optional encryption for CWTs. Under the right circumstances (), though, a signature providing proof for authenticity and integrity can be provided through the transfer protocol and thus omitted from the information in a CWT without compromising the intended goal of authenticity and integrity. In other words, if communicating parties have a preexisting security association, they can reuse it to provide authenticity and integrity for their messages, enabling the basic principle of using resources parsimoniously. Specifically, if a mutually secured channel is established between two remote peers, and if that secure channel provides the required properties (as discussed below), it is possible to omit the protection provided by COSE, creating a use case for unprotected CWT Claims Sets. Similarly, if there is one-way authentication, the party that did not authenticate may be in a position to send authentication information through this channel that allows the already authenticated party to authenticate the other party; this effectively turns the channel into a mutually secured channel. This specification allocates a CBOR tag to mark Unprotected CWT Claims Sets (UCCS) as such and discusses conditions for its proper use in the scope of Remote Attestation Procedures (RATS ) for the conveyance of RATS Conceptual Messages. This specification does not change : An actual RFC 8392 CWT does not make use of the tag allocated here; the UCCS tag is an alternative to using COSE protection and a CWT tag. Consequently, within the well-defined scope of a secure channel, it can be acceptable and economic to use the contents of a CWT without its COSE container and tag it with a UCCS CBOR tag for further processing within that scope -- or to use the contents of a UCCS CBOR tag for building a CWT to be signed by some entity that can vouch for those contents.

Terminology The term Claim is used as in . The terms Claim Key, Claim Value, and CWT Claims Set are used as in . The terms Attester, Attesting Environment, Evidence, Relying Party and Verifier are used as in .

UCCS:: Unprotected CWT Claims Set(s); CBOR map(s) of Claims as defined by the CWT Claims Registry that are composed of pairs of Claim Keys and Claim Values.
Secure Channel:: defines a Secure Channel as follows:
"A path for transferring data between two entities or components that ensures confidentiality, integrity and replay protection, as well as mutual authentication between the entities or components. The secure channel may be provided using approved cryptographic, physical or procedural methods, or a combination thereof."
For the purposes of the present document, we focus on a protected communication channel used for conveyance that can ensure the same qualities as CWT without having the COSE protection available: mutual authentication, integrity protection, confidentiality. (Replay protection can be added by including a nonce claim such as Nonce (claim 10 ).) Examples include conveyance via PCIe (Peripheral Component Interconnect Express) IDE (Integrity and Data Encryption) or a TLS tunnel.

All terms referenced or defined in this section are capitalized in the remainder of this document. The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in () () when, and only when, they appear in all capitals, as shown here.

Deployment and Usage of UCCS Usage scenarios involving the conveyance of Claims, in particular RATS, require a standardized data definition and encoding format that can be transferred and transported using different communication channels. As these are Claims, the Claims Sets defined in are a suitable format. However, the way these Claims are secured depends on the deployment, the security capabilities of the device, as well as their software stack. For example, a Claim may be securely stored and conveyed using a device's Trusted Execution Environment (TEE, see ) or a Trusted Platform Module (TPM, see ). Especially in some resource-constrained environments, the same process that provides the secure communication transport is also the delegate to compose the Claim to be conveyed. Whether it is a transfer or transport, a Secure Channel is presumed to be used for conveying such UCCS. The following sections elaborate on Secure Channel characteristics in general and further describe RATS usage scenarios and corresponding requirements for UCCS deployment.

Characteristics of a Secure Channel A Secure Channel for the conveyance of UCCS needs to provide the security properties that would otherwise be provided by COSE for a CWT. In this regard, UCCS is similar in security considerations to JWTs using the algorithm "none". Section of RFC 8725 states:

[...] if a JWT is cryptographically protected end-to-end by a transport layer, such as TLS using cryptographically current algorithms, there may be no need to apply another layer of cryptographic protections to the JWT. In such cases, the use of the "none" algorithm can be perfectly acceptable.

The security considerations discussed, e.g., in Sections , , and of RFC 8725 apply in an analogous way to the use of UCCS as elaborated on in this document. In particular, the need to "Use Appropriate Algorithms" (Section of RFC 8725 ) includes choosing appropriate cryptographic algorithms for setting up and protecting the Secure Channel. For instance, their cryptographic strength should be at least as strong as any cryptographic keys the Secure Channel will be used for to protect in transport. in provides references to some more security considerations for specific cryptography choices that are discussed in the COSE initial algorithms specification . Secure Channels are often set up in a handshake protocol that mutually derives a session key, where the handshake protocol establishes the (identity and thus) authenticity of one or both ends of the communication. The session key can then be used to provide confidentiality and integrity of the transfer of information inside the Secure Channel. (Where the handshake did not provide a mutually secure channel, further authentication information can be conveyed by the party not yet authenticated, leading to a mutually secured channel.) A well-known example of a such a Secure Channel setup protocol is the TLS handshake; the TLS record protocol can then be used for secure conveyance. As UCCS were initially created for use in RATS Secure Channels, the following section provides a discussion of their use in these channels. Where other environments are intended to be used to convey UCCS, similar considerations need to be documented before UCCS can be used.

UCCS in RATS Conceptual Message Conveyance This section describes a detailed usage scenario for UCCS in the context of RATS in conjunction with its attendant security requirements. The use of UCCS tag CPA601 outside of the RATS context MUST come with additional instruction leaflets and security considerations. For the purposes of this section, any RATS role can be the sender or the receiver of the UCCS. Secure Channels can be transient in nature. For the purposes of this specification, the mechanisms used to establish a Secure Channel are out of scope. In the scope of RATS Claims, the receiver MUST authenticate the sender as part of the establishment of the Secure Channel. Furthermore, the channel MUST provide integrity of the communication between the communicating RATS roles. For data confidentiality , the receiving side MUST be authenticated as well; this is achieved if the sender and receiver mutually authenticate when establishing the Secure Channel. The quality of the receiver's authentication and authorization will influence whether the sender can disclose the UCCS. The extent to which a Secure Channel can provide assurances that UCCS originate from a trustworthy Attesting Environment depends on the characteristics of both the cryptographic mechanisms used to establish the channel and the characteristics of the Attesting Environment itself. The assurance provided to a Relying Party depends on the authenticity and integrity properties of the Secure Channel used for conveying the UCCS to it. Ultimately, it is up to the receiver's policy to determine whether to accept a UCCS from the sender and to determine the type of Secure Channel it must negotiate. While the security considerations of the cryptographic algorithms used are similar to COSE, the considerations of the Secure Channel should also adhere to the policy configured at each of end of the Secure Channel. However, the policy controls and definitions are out of scope for this document. Where an Attesting Environment serves as an endpoint of a Secure Channel used to convey a UCCS, the security assurance required of that Attesting Environment by a Relying Party generally calls for the Attesting Environment to be implemented using techniques designed to provide enhanced protection from an attacker wishing to tamper with or forge UCCS originating from that Attesting Environment. A possible approach might be to implement the Attesting Environment in a hardened environment such as a TEE or a TPM . When UCCS emerge from the Secure Channel and into the receiver, the security properties of the secure channel no longer protect the UCCS, which now are subject to the same security properties as any other unprotected data in the Verifier environment. If the receiver subsequently forwards UCCS, they are treated as though they originated within the receiver. The Secure Channel context does not govern fully formed CWTs in the same way it governs UCCS. As with Entity Attestation Tokens (EATs, see ) nested in other EATs (Section Nested Tokens of ), the Secure Channel does not endorse fully formed CWTs transferred through it. Effectively, the COSE envelope of a CWT (or a nested EAT) shields the CWT Claims Set from the endorsement of the secure channel. (Note that EAT might add a nested UCCS Claim, and this statement does not apply to UCCS nested into UCCS, only to fully formed CWTs.)

Considerations for Using UCCS in Other RATS Contexts This section discusses two additional usage scenarios for UCCS in the context of RATS.

Delegated Attestation Another usage scenario is that of a sub-Attester that has no signing keys (for example, to keep the implementation complexity to a minimum) and has a Secure Channel, such as local inter-process communication, to interact with a lead Attester (see "Composite Device", ). The sub-Attester produces a UCCS with the required CWT Claims Set and sends the UCCS through the Secure Channel to the lead Attester. The lead Attester then computes a cryptographic hash of the UCCS and protects that hash using its signing key for Evidence, for example, using a Detached-Submodule-Digest or Detached EAT Bundle ().

Privacy Preservation A Secure Channel which preserves the privacy of the Attester may provide security properties equivalent to COSE, but only inside the life-span of the session established. In general, when a privacy preserving Secure Channel is employed for conveying a conceptual message, the receiver cannot correlate the message with the senders of other received UCCS messages beyond the information the Secure Channel authentication provides. An Attester must consider whether any UCCS it returns over a privacy preserving Secure Channel compromises the privacy in unacceptable ways. As an example, the use of the EAT UEID Claim () in UCCS over a privacy preserving Secure Channel allows a Verifier to correlate UCCS from a single Attesting Environment across many Secure Channel sessions. This may be acceptable in some use-cases (e.g., if the Attesting Environment is a physical sensor in a factory) and unacceptable in others (e.g., if the Attesting Environment is a user device belonging to a child).

IANA Considerations

CBOR Tag registration In the CBOR Tags registry as defined in Section of RFC 8949 , IANA is requested to allocate the tag in from the Specification Required space (1+2 size), with the present document as the specification reference. Values for Tags

Tag	Data Item	Semantics
CPA601	map (Claims-Set as per of [RFCthis])	Unprotected CWT Claims Set [RFCthis]

RFC-Editor: This document uses the CPA (code point allocation) convention described in [I-D.bormann-cbor-draft-numbers]. For each usage of the term "CPA", please remove the prefix "CPA" from the indicated value and replace the residue with the value assigned by IANA; perform an analogous substitution for all other occurrences of the prefix "CPA" in the document. Finally, please remove this note.

Media-Type application/uccs+cbor Registration IANA is requested to add the following Media-Type to the "Media Types" registry . Media Type Registration

Name	Template	Reference
uccs+cbor	application/uccs+cbor	of RFCthis

Type name:

application

Subtype name:

uccs+cbor

Required parameters:

n/a

Optional parameters:

n/a

Encoding considerations:

binary (CBOR data item)

Security considerations:

of RFCthis

Interoperability considerations:

none

Published specification:

RFCthis

Applications that use this media type:

Applications that transfer Unprotected CWT Claims Set(s) (UCCS) over Secure Channels

Fragment identifier considerations:

The syntax and semantics of fragment identifiers is as specified for "application/cbor". (At publication of this document, there is no fragment identification syntax defined for "application/cbor".)

Additional information:

Deprecated alias names for this type:: N/A
Magic number(s):: N/A
File extension(s):: .uccs
Macintosh file type code(s):: N/A

Person and email address to contact for further information:

RATS WG mailing list (rats@ietf.org)

Intended usage:

COMMON

Restrictions on usage:

none

Author/Change controller:

IETF

Content-Format registration IANA is requested to register a Content-Format number in the "CoAP Content-Formats" subregistry, within the "Constrained RESTful Environments (CoRE) Parameters" registry , as follows: Content-Format Registration

Content Type	Content Coding	ID	Reference
application/uccs+cbor	-	TBD601	of RFCthis

RFC editor: please replace TBD601 by the number actually assigned by IANA (601 is suggested).

Security Considerations The security considerations of apply. The security considerations of need to be applied analogously, replacing the function of COSE with that of the Secure Channel; in particular "it is not only important to protect the CWT in transit but also to ensure that the recipient can authenticate the party that assembled the claims and created the CWT". discusses security considerations for Secure Channels, in which UCCS might be used. This document provides the CBOR tag definition for UCCS and a discussion on security consideration for the use of UCCS in RATS. Uses of UCCS outside the scope of RATS are not covered by this document. The UCCS specification -- and the use of the UCCS CBOR tag, correspondingly -- is not intended for use in a scope where a scope-specific security consideration discussion has not been conducted, vetted and approved for that use. In order to be able to use the UCCS CBOR tag in another such scope, the secure channel and/or the application protocol (e.g., TLS and the protocol identified by ALPN) MUST specify the roles of the endpoints in a fashion that the security properties of conveying UCCS via a Secure Channel between the roles are well-defined.

General Considerations Implementations of Secure Channels are often separate from the application logic that has security requirements on them. Similar security considerations to those described in for obtaining the required levels of assurance include:

Implementations need to provide sufficient protection for private or secret key material used to establish or protect the Secure Channel.
Using a key for more than one algorithm can leak information about the key and is not recommended.
An algorithm used to establish or protect the Secure Channel may have limits on the number of times that a key can be used without leaking information about the key.
Evidence in a UCCS conveyed in a Secure Channel generally cannot be used to support trust in the credentials that were used to establish that secure channel, as this would create a circular dependency.

The Verifier needs to ensure that the management of key material used to establish or protect the Secure Channel is acceptable. This may include factors such as:

Ensuring that any permissions associated with key ownership are respected in the establishment of the Secure Channel.
Using cryptographic algorithms appropriately.
Using key material in accordance with any usage restrictions such as freshness or algorithm restrictions.
Ensuring that appropriate protections are in place to address potential traffic analysis attacks.

Algorithm-specific Security Considerations provides references to some security considerations of specific cryptography choices that are discussed in . Algorithm-specific Security Considerations

Algorithm	Reference
AES-CBC-MAC
AES-GCM
AES-CCM
ChaCha20/Poly1305

References Normative References Concise Binary Object Representation (CBOR) The Concise Binary Object Representation (CBOR) is a data format whose design goals include the possibility of extremely small code size, fairly small message size, and extensibility without the need for version negotiation. These design goals make it different from earlier binary serializations such as ASN.1 and MessagePack. This document obsoletes RFC 7049, providing editorial improvements, new details, and errata fixes while keeping full compatibility with the interchange format of RFC 7049. It does not create a new version of the format. JSON Web Token (JWT) JSON Web Token (JWT) is a compact, URL-safe means of representing claims to be transferred between two parties. The claims in a JWT are encoded as a JSON object that is used as the payload of a JSON Web Signature (JWS) structure or as the plaintext of a JSON Web Encryption (JWE) structure, enabling the claims to be digitally signed or integrity protected with a Message Authentication Code (MAC) and/or encrypted. JSON Web Token Best Current Practices JSON Web Tokens, also known as JWTs, are URL-safe JSON-based security tokens that contain a set of claims that can be signed and/or encrypted. JWTs are being widely used and deployed as a simple security token format in numerous protocols and applications, both in the area of digital identity and in other application areas. This Best Current Practices document updates RFC 7519 to provide actionable guidance leading to secure implementation and deployment of JWTs. CBOR Web Token (CWT) CBOR Web Token (CWT) is a compact means of representing claims to be transferred between two parties. The claims in a CWT are encoded in the Concise Binary Object Representation (CBOR), and CBOR Object Signing and Encryption (COSE) is used for added application-layer security protection. A claim is a piece of information asserted about a subject and is represented as a name/value pair consisting of a claim name and a claim value. CWT is derived from JSON Web Token (JWT) but uses CBOR rather than JSON. Concise Binary Object Representation (CBOR) Tags IANA CBOR Web Token (CWT) Claims IANA Concise Data Definition Language (CDDL): A Notational Convention to Express Concise Binary Object Representation (CBOR) and JSON Data Structures This document proposes a notational convention to express Concise Binary Object Representation (CBOR) data structures (RFC 7049). Its main goal is to provide an easy and unambiguous way to express structures for protocol messages and data formats that use CBOR or JSON. Additional Control Operators for the Concise Data Definition Language (CDDL) The Concise Data Definition Language (CDDL), standardized in RFC 8610, provides "control operators" as its main language extension point. The present document defines a number of control operators that were not yet ready at the time RFC 8610 was completed:,, and for the construction of constants; / for including ABNF (RFC 5234 and RFC 7405) in CDDL specifications; and for indicating the use of a non-basic feature in an instance. Key words for use in RFCs to Indicate Requirement Levels In many standards track documents several words are used to signify the requirements in the specification. These words are often capitalized. This document defines these words as they should be interpreted in IETF documents. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words RFC 2119 specifies common key words that may be used in protocol specifications. This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the defined special meanings. Informative References Media Types IANA Constrained RESTful Environments (CoRE) Parameters IANA Internet Security Glossary, Version 2 This Glossary provides definitions, abbreviations, and explanations of terminology for information system security. The 334 pages of entries offer recommendations to improve the comprehensibility of written material that is generated in the Internet Standards Process (RFC 2026). The recommendations follow the principles that such writing should (a) use the same term or definition whenever the same concept is mentioned; (b) use terms in their plainest, dictionary sense; (c) use terms that are already well-established in open publications; and (d) avoid terms that either favor a particular vendor or favor a particular technology or mechanism over other, competing techniques that already exist or could be developed. This memo provides information for the Internet community. The Transport Layer Security (TLS) Protocol Version 1.3 This document specifies version 1.3 of the Transport Layer Security (TLS) protocol. TLS allows client/server applications to communicate over the Internet in a way that is designed to prevent eavesdropping, tampering, and message forgery. This document updates RFCs 5705 and 6066, and obsoletes RFCs 5077, 5246, and 6961. This document also specifies new requirements for TLS 1.2 implementations. Remote ATtestation procedureS (RATS) Architecture In network protocol exchanges, it is often useful for one end of a communication to know whether the other end is in an intended operating state. This document provides an architectural overview of the entities involved that make such tests possible through the process of generating, conveying, and evaluating evidentiary Claims. It provides a model that is neutral toward processor architectures, the content of Claims, and protocols. Trusted Execution Environment Provisioning (TEEP) Architecture A Trusted Execution Environment (TEE) is an environment that enforces the following: any code within the environment cannot be tampered with, and any data used by such code cannot be read or tampered with by any code outside the environment. This architecture document discusses the motivation for designing and standardizing a protocol for managing the lifecycle of Trusted Applications running inside such a TEE. Trusted Platform Module Library Specification, Family “2.0”, Level 00, Revision 01.59 ed., Trusted Computing Group The Entity Attestation Token (EAT) Security Theory LLC Mediatek USA Qualcomm Technologies Inc. Red Hound Software, Inc. An Entity Attestation Token (EAT) provides an attested claims set that describes state and characteristics of an entity, a device like a smartphone, IoT device, network equipment or such. This claims set is used by a relying party, server or service to determine the type and degree of trust placed in the entity. An EAT is either a CBOR Web Token (CWT) or JSON Web Token (JWT) with attestation-oriented claims. CBOR Object Signing and Encryption (COSE): Structures and Process Concise Binary Object Representation (CBOR) is a data format designed for small code size and small message size. There is a need to be able to define basic security services for this data format. This document defines the CBOR Object Signing and Encryption (COSE) protocol. This specification describes how to create and process signatures, message authentication codes, and encryption using CBOR for serialization. This specification additionally describes how to represent cryptographic keys using CBOR. This document, along with RFC 9053, obsoletes RFC 8152. CBOR Object Signing and Encryption (COSE): Countersignatures Concise Binary Object Representation (CBOR) is a data format designed for small code size and small message size. CBOR Object Signing and Encryption (COSE) defines a set of security services for CBOR. This document defines a countersignature algorithm along with the needed header parameters and CBOR tags for COSE. This document updates RFC 9052. CBOR Object Signing and Encryption (COSE): Initial Algorithms Concise Binary Object Representation (CBOR) is a data format designed for small code size and small message size. There is a need to be able to define basic security services for this data format. This document defines a set of algorithms that can be used with the CBOR Object Signing and Encryption (COSE) protocol (RFC 9052). This document, along with RFC 9052, obsoletes RFC 8152. Proof-of-Possession Key Semantics for CBOR Web Tokens (CWTs) This specification describes how to declare in a CBOR Web Token (CWT) (which is defined by RFC 8392) that the presenter of the CWT possesses a particular proof-of-possession key. Being able to prove possession of a key is also sometimes described as being the holder-of-key. This specification provides equivalent functionality to "Proof-of-Possession Key Semantics for JSON Web Tokens (JWTs)" (RFC 7800) but using Concise Binary Object Representation (CBOR) and CWTs rather than JavaScript Object Notation (JSON) and JSON Web Tokens (JWTs). Recommendation for Random Number Generation Using Deterministic Random Bit Generators National Institute of Standards and Technology

CDDL This appendix is informative. The Concise Data Definition Language (CDDL), as defined in and , provides an easy and unambiguous way to express structures for protocol messages and data formats that use CBOR or JSON. does not define CDDL for CWT Claims Sets. RFC-Editor: This document uses the CPA (code point allocation) convention described in [I-D.bormann-cbor-draft-numbers]. Please replace the number 601 in the code blocks below by the value that has been assigned for CPA601 and remove this note. In , this CDDL model shows how to use CDDL for defining the CWT Claims Set defined in . Note that these CDDL rules have been built such that they also can describe Claims sets by disabling feature "cbor" and enabling feature "json", but this flexibility is not the subject of the present document.

CDDL definition for Claims-Set any } Claim-Label = CBOR-ONLY / text string-or-uri = text $$Claims-Set-Claims //= ( iss-claim-label => string-or-uri ) $$Claims-Set-Claims //= ( sub-claim-label => string-or-uri ) $$Claims-Set-Claims //= ( aud-claim-label => string-or-uri ) $$Claims-Set-Claims //= ( exp-claim-label => ~time ) $$Claims-Set-Claims //= ( nbf-claim-label => ~time ) $$Claims-Set-Claims //= ( iat-claim-label => ~time ) $$Claims-Set-Claims //= ( cti-claim-label => bytes ) iss-claim-label = JC<"iss", 1> sub-claim-label = JC<"sub", 2> aud-claim-label = JC<"aud", 3> exp-claim-label = JC<"exp", 4> nbf-claim-label = JC<"nbf", 5> iat-claim-label = JC<"iat", 6> cti-claim-label = CBOR-ONLY<7> ; jti in JWT: different name and text JSON-ONLY = J .feature "json" CBOR-ONLY = C .feature "cbor" JC = JSON-ONLY / CBOR-ONLY ]]> Specifications that define additional Claims should also supply additions to the $$Claims-Set-Claims socket, e.g.:

Example This appendix is informative. The example CWT Claims Set from can be turned into a UCCS by enclosing it with a tag number CPA601:

JSON Support This appendix is informative. The above definitions, concepts and security considerations all may be applied to define a JSON-encoded Claims-Set. Such an unsigned Claims-Set can be referred to as a "UJCS", an "Unprotected JWT Claims Set". The CDDL definition in can be used for a "UJCS".

EAT This appendix is informative. The following CDDL adds UCCS-format and UJCS-format tokens to EAT using its predefined extension points (see Section submods of ).

Acknowledgements suggested some improvements to the CDDL. provided a very useful review.