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<rfc version="3" ipr="trust200902" docName="draft-ietf-regext-rdap-x-media-type-01" submissionType="IETF" category="std" xml:lang="en" xmlns:xi="http://www.w3.org/2001/XInclude" updates="7480" indexInclude="true">

<front>
<title abbrev="rdap-x">An RDAP With Extensions Media Type</title><seriesInfo value="draft-ietf-regext-rdap-x-media-type-01" stream="IETF" status="standard" name="Internet-Draft"></seriesInfo>
<author initials="A." surname="Newton" fullname="Andy Newton"><organization>ICANN</organization><address><postal><street></street>
</postal><email>andy@hxr.us</email>
</address></author><author initials="J." surname="Singh" fullname="Jasdip Singh"><organization>ARIN</organization><address><postal><street></street>
</postal><email>jasdips@arin.net</email>
</address></author><date/>
<area>Applications and Real-Time Area (ART)</area>
<workgroup>Registration Protocols Extensions (regext)</workgroup>

<abstract>
<t>This document defines a media type for RDAP that can be used to describe RDAP content
with RDAP extensions. Additionally, this document describes the usage of this media
type with RDAP for the purposes of signalling RDAP extensions during content
negotiation.</t>
</abstract>

</front>

<middle>

<section anchor="background"><name>Background</name>
<t><xref target="RFC7480"></xref> defines the 'application/rdap+json' media type to be used with RDAP. This
document defines a new media type to be used in conjunction with the current media type
when an RDAP extension needs to be described during HTTP content negotiation.</t>
<t>Though there maybe other purposes, the usage of this media type enables an RDAP
client to signal to an RDAP server the list of RDAP extensions supported by that client.
For example, an RDAP client that supports the &quot;foo&quot; extension may use this mechanism
as a signal to an RDAP server, thus allowing the server to serve data using the &quot;foo&quot;
extension only when it can be assured the client can understand it.</t>
<t>By using this method, there is no need for every RDAP extension to define their own unique
signaling mechanism. Additionally, this method is designed to be backwards compatible
with the deployed RDAP ecosystem (see <xref target="design_considerations"></xref> for further information).</t>

<section anchor="document-terms"><name>Document Terms</name>
<t>The key words &quot;MUST&quot;, &quot;MUST NOT&quot;, &quot;REQUIRED&quot;, &quot;SHALL&quot;, &quot;SHALL NOT&quot;,
&quot;SHOULD&quot;, &quot;SHOULD NOT&quot;, &quot;RECOMMENDED&quot;, &quot;NOT RECOMMENDED&quot;,
&quot;MAY&quot;, and &quot;OPTIONAL&quot; in this document are to be interpreted as
described in <xref target="BCP14"></xref> when, and only when, they
appear in all capitals, as shown here.</t>
</section>
</section>

<section anchor="rdap-x-the-rdap-with-extensions-media-type"><name>RDAP-X: The RDAP With Extensions Media Type</name>
<t>The media type defined by this document is 'application/rdap-x+json'. This media
type has a parameter of &quot;extensions&quot; which is a whitespace-separated list of RDAP
extensions as defined in the IANA RDAP Extensions registry.</t>
<t>Here is an example:</t>

<artwork><![CDATA[application/rdap-x+json;extensions="rdap_level_0 fred"
]]></artwork>
<t>For readability, this document will refer to this media type, RDAP With Extensions,
as RDAP-X.</t>
</section>

<section anchor="using"><name>Using The RDAP-X Media Type</name>
<t><xref target="RFC7480"></xref> specifies the usage of 'application/json', 'application/rdap+json' or
both with HTTP <tt>accept</tt> header. When using the media type defined by this document,
the 'application/rdap+json' media type MUST also be used in the <tt>accept</tt> header.</t>
<t>An example:</t>

<artwork><![CDATA[accept: application/rdap+json;q=0.9, 
    application/rdap-x+json;extensions="rdap_level_0 rdapx fred";q=1
]]></artwork>
<t>When a server is programmed to understand the RDAP-X media type,
it SHOULD respond with this media type in the <tt>content-type</tt> header. By doing so,
clients will be able to detect if the server recognizes the media type. Otherwise,
the server will use the 'application/rdap+json' media type signalling to the client
that the RDAP-X media type is not recognized by the server.
This updates the usage of the <tt>content-type</tt> header with RDAP defined in RFC 7480,
but this usage is backward compatible.</t>
<t>If both a client and server support the RDAP-X media type, and the client requests
an extension that is unimplemented by the server, the server SHOULD respond with
the RDAP-X media type using only extensions implemented by the server. This behavior
is backward compatible as RDAP clients must ignore unknown extensions as specified by
<xref target="RFC9083"></xref>. Responding with an HTTP 406 Not Acceptable status code is NOT RECOMMENDED.</t>
<t>When the RDAP-X media type is used in the <tt>content-type</tt> header, the
values in the media type's extension parameter SHOULD match the values in the <tt>rdapConformance</tt>
array in the return JSON. When there is a mismatch between extension parameters and
the <tt>rdapConformance</tt> array, clients SHOULD give preference to the <tt>rdapConformance</tt>
array.</t>
<t>Just as servers should not put extensions into the <tt>rdapConformance</tt> array for which
they do not support, servers SHOULD NOT list extensions in the RDAP-X media type for
which they do not support.</t>
<t>Nothing in this specification sidesteps or obviates the HTTP content negotiation defined
in <xref target="RFC9110"></xref> for RDAP. Specifically, if a client gives RDAP-X a lower qvalue than
any other media type, that is a signal not to use RDAP-X.</t>
<t>Likewise, nothing in this specification sidesteps or obviates the HTTP caching mechanisms
defined in <xref target="RFC9110"></xref>. Further advice on the <tt>vary</tt> header may be found in <xref target="vary_header"></xref>.</t>
<t>Some RDAP extensions, such as <xref target="I-D.ietf-regext-rdap-openid"></xref>, have other protocol elements
passed from the client to the server, and the presence of these protocol elements may be
used by servers to determine a client's capability to handle the RDAP extension. This specification
does not require the usage of those extensions identifiers in the extensions parameter,
though clients SHOULD list the extension identifier in the extensions parameter when using
other protocol elements of those extensions. Servers SHOULD NOT require the usage of extension
identifiers in the extensions paramater when other extension protocol elements are used.</t>
</section>

<section anchor="links"><name>Usage in RDAP Links</name>
<t><xref target="RFC9083" sectionFormat="of" section="4.2"></xref> defines a link structure used in RDAP.</t>

<artwork><![CDATA[{
  "value" : "https://example.com/context_uri",
  "rel" : "self",
  "href" : "https://example.com/target_uri",
  "hreflang" : [ "en", "ch" ],
  "title" : "title",
  "media" : "screen",
  "type" : "application/json"
}
]]></artwork>
<t>The type attribute signals to a client the expected media type of the resource
referenced in the href attribute, and some clients use this information to determine
if the URI in the href attribute should be dereferenced.</t>
<t>Servers MAY use the RDAP-X media type in the type attribute if a client
has negotiated content with the server using the RDAP-X media type,
the resource referenced by the URI matches the RDAP-X media type, and
the resource referenced by the URI is served by a server compliant with this specification.
Otherwise, use of the <tt>application/rdap+json</tt> media type is RECOMMENDED when the URI
references RDAP resources.</t>
</section>

<section anchor="rdap-x-extension"><name>RDAP-X Extension</name>
<t>This document defines an RDAP &quot;profile&quot; extension using the identifier &quot;rdapx&quot; (hyphen
characters are not allowed in RDAP extension identifiers). This RDAP extension defines
no additional RDAP queries or response structures.</t>
<t>The purpose of this RDAP extension is to allow servers to signal support for RDAP-X in
<tt>rdapConformance</tt> arrays of responses to <tt>/help</tt> (aka &quot;service discovery&quot;).</t>
</section>

<section anchor="security-considerations"><name>Security Considerations</name>
<t>As stated in <xref target="using"></xref>, this specification does not override the protocol elements of
RDAP security extensions, such as <xref target="I-D.ietf-regext-rdap-openid"></xref>, nor does it override
the protocol elements of other security features of HTTP.</t>
<t>This specification does contrast with solutions using query parameters in that those
solutions require servers to blindly copy query parameters into redirect URLs in
situations where such copying could cause harm, such as copying an API key intended
for one server into the redirect URL of another server.</t>
</section>

<section anchor="iana-considerations"><name>IANA Considerations</name>
<t>Type name: application</t>
<t>Subtype name: rdap-x+json</t>
<t>Required parameters: This media type has a parameter of &quot;extensions&quot; which is a whitespace-separated list of RDAP extensions as defined in the IANA RDAP Extensions registry.</t>
<t>Optional parameters:  N/A</t>
<t>Encoding considerations: See Section 3.1 of <xref target="RFC6839"></xref>.</t>
<t>Security considerations: The media represented by this identifier does not have security considerations beyond that found in Section 12 of <xref target="RFC8259"></xref>.</t>
<t>Interoperability considerations: There are no known interoperability problems regarding this media format.</t>
<t>Published specification: This document.</t>
<t>Applications that use this media type: Implementations of the Registration Data Access Protocol (RDAP) with Extensions.</t>
<t>Additional information: This media type is a product of the IETF REGEXT Working Group. The REGEXT charter, information on the REGEXT mailing list, and other documents produced by the REGEXT Working Group can be found at <eref target="https://datatracker.ietf.org/wg/regext/">https://datatracker.ietf.org/wg/regext/</eref>.</t>
<t>Person &amp; email address to contact for further information: IESG &lt;iesg&amp;ietf.org&gt;</t>
<t>Intended usage: COMMON</t>
<t>Restrictions on usage: none</t>
<t>Author: Andy Newton</t>
<t>Change controller: IETF</t>
<t>Provisional Registration: No</t>
</section>

<section anchor="acknowledgements"><name>Acknowledgements</name>
<t>Pawel Kowalik and James Mitchell have provided ideas and feedbacks that have contributed to
the content of this document.</t>
</section>

</middle>

<back>
<references><name>References</name>
<references><name>Normative References</name>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml9/reference.BCP.14.xml"/>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml/reference.RFC.6839.xml"/>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml/reference.RFC.7480.xml"/>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml/reference.RFC.8259.xml"/>
</references>
<references><name>Informative References</name>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml3/reference.I-D.ietf-regext-rdap-openid.xml"/>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml/reference.RFC.3986.xml"/>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml/reference.RFC.6838.xml"/>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml/reference.RFC.9083.xml"/>
<xi:include href="https://bib.ietf.org/public/rfc/bibxml/reference.RFC.9110.xml"/>
</references>
</references>

<section anchor="vary_header"><name>Using the Vary Header</name>
<t>Server implementers may want to consider using the <tt>vary</tt> header depending on the caching
behavior desired of shared caches (i.e. middleboxes, not client caches).</t>
<t>Consider the following scenario where user Bob and user Alice send queries to the same
RDAP server that is routed through a middlebox network element implementing a shared HTTP cache.</t>
<t>User Bob sends a query for the domain <tt>example.com</tt>
(<eref target="http://regy.example/domain/example.com">http://regy.example/domain/example.com</eref>) without RDAP-X. The <tt>accept</tt> header sent
for Bob's query would be <tt>accept: application/rdap+json</tt> or <tt>accept: application/json</tt>.<br />
User Alice later sends a query for the same domain, however her client uses RDAP-X. The <tt>accept</tt>
header returned by Alice might be <tt>accept: application/rdap-x+json, application/rdap+json</tt>.</t>
<t>If no <tt>vary</tt> header is set in the response for these queries, the shared cache will compare only
the URL of the query when processing cache items and therefore user Bob and user Alice would receive
the same answer. In other words, since both queried <tt>http://regy.example/domain/example.com</tt> the shared
cache would return the answer of the first query to the second query and all other subsequent queries
until the item expired out of the cache.</t>
<t>If server implementers do not desire this behaviour and would signal that caches consider each query
separately, servers should also return a <tt>vary: accept</tt> header to inform the cache that the <tt>accept</tt>
header should also be considered when processing cache items. Server implementers should also
consult <xref target="RFC9110"></xref> regarding caching and other uses of the <tt>vary</tt> header.</t>
</section>

<section anchor="design_considerations"><name>Design Considerations</name>

<section anchor="not-reusing-the-existing-media-type"><name>Not Reusing the Existing Media Type</name>
<t><xref target="RFC6838" sectionFormat="of" section="4.3"></xref> strongly discourages the creation of new parameters on existing
media types to enable new features. As RDAP has always had extensions, it could be argued
that adding an &quot;extensions&quot; parameter to the existing <tt>application/rdap+json</tt> media type
is not adding a new feature to RDAP. However, the opposite could be argued that adding
the capability for clients to signal desired RDAP extensions is a new feature.</t>
<t>More practically, there is concern that adding a new parameter to the existing media
type would not be backward compatible with some server software. That is, servers
examining media types as exact string matches may incorrectly conclude that the existing
media type with an unknown, new parameter may not be the same as the existing media
type without parameters. A similar, though less likely, concern exists for clients.</t>
<t>As servers are required to handle multiple media types according to <xref target="RFC7480"></xref> and <xref target="RFC9110"></xref>,
it therefore seems reasonable to conclude that defining a new media type for use with
the existing media type is best to preserve backward compatibility.</t>
</section>

<section anchor="query-parameters-considered-harmful"><name>Query Parameters Considered Harmful</name>
<t>Another design approach to communicating RDAP extensions from the client to the
server would be the use of URI query parameters:</t>

<artwork><![CDATA[https://rdap.example/domain/foo.example?extensions=fizzbuzz  
]]></artwork>

<section anchor="copy-and-paste"><name>Copy and Paste</name>
<t>Consider two RDAP users, Alice and Bob. Alice has an RDAP client that supports
the extensions &quot;fizzbuzz&quot;, and Bob has an RDAP client that does not support this
extension.</t>
<t>Now consider the scenario where Alice copies and pastes the RDAP URL from above into an email
and sends it to Bob. When Bob uses that URL with his RDAP client, it will be communicating
to the server that the extension &quot;fizzbuzz&quot; is understood by Bob's client when it is not.</t>
<t>In this scenario, Bob's client will be unable to render the RDAP extension regardless
of the usage or not of the query parameter. However, if the server is using the query
parameter for secondary purposes, such as gathering metrics and statistics, then the
capabilities of Bob's client will have been incorrectly signalled to the server.</t>
</section>

<section anchor="redirects"><name>Redirects</name>
<t>The RDAP ecosystem uses redirects in many situations. <xref target="RFC7480"></xref> discusses &quot;aggregators&quot;, which
are RDAP servers used to help clients find authoritative RDAP servers using the RDAP bootstrap
registries. Redirects are also heavily used by the RIRs when IP addresses or autonomous
system numbers are transferred from one RIR to another.</t>
<t>Within HTTP, URI query parameters are not explicitly preserved during a redirect (probably
due to architecture considerations, see the section below). Specific to RDAP, <xref target="RFC7480"></xref>
instructs RDAP servers to ignore unknown query parameters and instructs clients not to
transform a URL of a redirect.</t>
<t>Therefore, query parameters denoting RDAP extensions will not survive redirects. This can
be readily observed in currently deployed RDAP servers:</t>

<artwork><![CDATA[curl -v https://rdap-bootstrap.arin.net/bootstrap/autnum/2830?extension=fizzbuzz    
]]></artwork>
<t>To further demonstrate that query parameters do not automatically survive redirects but that media types
do, consider the code found <eref target="https://github.com/anewton1998/draft-regext-ext-json-media-type">here</eref>.
This code consists of a simple client and a simple server. The client sets both a new
media type and query parameters. The servers listen on two ports, redirecting the client
from a URL on the first port to a URL on the second port.</t>
<t>Here is the output of the client. It shows that the query parameters are not automatically
preserved but that the media type is automatically preserved.</t>

<artwork><![CDATA[2024-01-05T11:15:34.380989Z  INFO client: sending reqwest to http://127.0.0.1:3000/ex1/domain/foo.example?foo&bar
2024-01-05T11:15:34.431386Z  INFO client: returned content type: "application/rdap-x;extensions=\"foo bar\""
2024-01-05T11:15:34.431413Z  INFO client: status code is 418 I'm a teapot
2024-01-05T11:15:34.431476Z  INFO client: response is {"errorCode":418,"title": "Your Beverage Choice is Not Available"}
]]></artwork>
<t>Here is the output of the server. It shows that the client, upon redirect, automatically sends the media type
but does not automatically preserve the query parameters.</t>

<artwork><![CDATA[2024-01-05T11:15:31.071936Z  INFO servers: starting server on port 3000
2024-01-05T11:15:31.071961Z  INFO servers: starting server on port 4000
2024-01-05T11:15:34.429595Z  INFO servers: [redirecting server] Serving request from 127.0.0.1:60260
2024-01-05T11:15:34.429648Z  INFO servers: [redirecting server] received query parameters: 'bar', 'foo'
2024-01-05T11:15:34.429682Z  INFO servers: [redirecting server] client signaled RDAP extension 'foo'
2024-01-05T11:15:34.429693Z  INFO servers: [redirecting server] client signaled RDAP extension 'bar'
2024-01-05T11:15:34.429704Z  INFO servers: [redirecting server] redirecting to http://127.0.0.1:4000/ex2/domain/foo.example
2024-01-05T11:15:34.430940Z  INFO servers: [authoritative server] Serving request from 127.0.0.1:40840
2024-01-05T11:15:34.430967Z  INFO servers: [authoritative server] received query parameters:
2024-01-05T11:15:34.430983Z  INFO servers: [authoritative server] client signaled RDAP extension 'foo'
2024-01-05T11:15:34.430989Z  INFO servers: [authoritative server] client signaled RDAP extension 'bar'
2024-01-05T11:15:34.430995Z  INFO servers: [authoritative server] responding with an unuseful error
]]></artwork>
<t>Preservation of query parameters is not a guaranteed feature of HTTP client and server libraries,
whereas preservation of media types is.</t>
</section>

<section anchor="referral-compatibility"><name>Referral Compatibility</name>
<t>It is common in the RDAP ecosystem to link from one RDAP resource to another. These are typically
conveyed in the link structure defined in <xref target="RFC9083" sectionFormat="of" section="4.2"></xref> and use the &quot;application/rdap+json&quot;
media type. One common usage is to link to a domain registration in a domain registrar from
a domain registration in a domain registry.</t>

<artwork><![CDATA[{
  "value" : "https://regy.example/domain/foo.example",
  "rel" : "related",
  "href" : "https://regr.example/domain/foo.example",
  "type" : "application/rdap+json"
}
]]></artwork>
<t>Usage of the RDAP-X media type does not require clients to conduct further processing of these
referrals, whereas a query parameter approach would require clients to process and deconflict
any other query parameters if present.</t>
</section>

<section anchor="architectural-violations"><name>Architectural Violations</name>
<t>As noted in <xref target="RFC3986"></xref>, URI query parameters are meant to be part of the identity of the resource
being identified by a URI and pointed to by the location of a URL. RDAP extensions change
the portions of JSON returned by the server but are not intended to change the resource
being identified. That is, a domain registration is the same domain registration regardless
of whether the postal address in that domain registration is communicated via JCard or
a new RDAP extension for JSContact.</t>
<t>Changing how the content of a resource is conveyed is called content negotiation and
is discussed in detail in <xref target="RFC9110"></xref> using media types.</t>
<t>Readers should note that protocol design is not a &quot;priestly affair&quot; in which architectural
violations are strictly forbidden. Every design decision is a trade-off. However, following
the architecture of an ecosystem generally makes re-use of software and systems easier,
and often eases the adoption of newer features in the future. When given the choice between
two designs, the design that does not violate architecture should be preferred when all
other considerations are equal.</t>
</section>
</section>

<section anchor="rdap-extension-versioning"><name>RDAP Extension Versioning</name>
<t>It is beyond the scope of this document to define the versioning of RDAP extensions.
However, there is design intent to allow the use of explicitly versioned RDAP extension
identifiers where they are also compatible with the identifiers used in the <tt>rdapConformance</tt>
array of RDAP.</t>
<t>Consider the scenario in which the IETF decides that RDAP extension identifiers suffixed with
the character string <tt>__V</tt> denotes RDAP extensions versioned using a semantic versioning
scheme. In this scenario, the RDAP extension identifier <tt>fizzbuzz__V</tt> is registered with IANA.
The <tt>__V</tt> suffix indicates that when the identifier is used in the <tt>rdapConformance</tt> array,
it must appear appended with a character string denoting the semantic version of the extension.</t>
<t>For example, <tt>fizzbuzz__V_2_1</tt> denotes version 2.1 of the fizzbuzz extension. In RDAP JSON,
the conformance would appear as:</t>

<artwork><![CDATA["rdapConformance" : [
    "rdap_level_0", 
    "fizzbuzz__V_2_1" 
]    
]]></artwork>
<t>The usage with the <tt>rdap-x</tt> media type would be:</t>

<artwork><![CDATA[application/rdap-x+json;extensions="rdap_level_0 fizzbuzz__V_2_1"    
]]></artwork>
<t>Readers should note that this scenario is provided to show design intent and is not
a full-fledged extension versioning design. Additionally, the new media type
defined in this document has utility with existing, opaquely versioned RDAP extensions
and does not depend on the definition of a new versioning scheme for RDAP extensions.</t>
</section>
</section>

</back>

</rfc>
